Form 4 • Statement of Changes in Beneficial Ownership
Type
Sell
Net shares
-11,439
% of shares
-3.53%
Amount (USD)
$34,202
Insider confidence score
46.3 out of 100
Positive
Negative
Security
Common Shares
Action
Tax_withhold
Date
2026-03-02
Code
F
Net shares
-11,439.0
Price per Share
$2.99
Amount (USD)
$34,202.61
Acquired/Disposed
Disposed
Shares Owned Before
308,352.0
Shares Owned After
296,913.0
1. The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
2. The sale price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.98 to $3.07 inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.