Form 4 • Statement of Changes in Beneficial Ownership
Type
Sell
Net shares
+1,304
% of shares
2.50%
Amount (USD)
$320,012
Insider confidence score
90.0 out of 100
Positive
Security
Common Stock
Action
Grant
Date
2026-03-02
Code
A
Net shares
+1,749.0
Acquired/Disposed
Acquired
Shares Owned Before
52,080.0
Shares Owned After
53,829.0
Security
Common Stock
Action
Tax_withhold
Date
2026-03-03
Code
F
Net shares
-445.0
Price per Share
$719.13
Amount (USD)
$320,012.85
Acquired/Disposed
Disposed
Shares Owned Before
53,829.0
Shares Owned After
53,384.0
Security
Employee Stock options
Action
Grant
Date
2026-03-02
Code
A
Net shares
+4,877.0
Acquired/Disposed
Acquired
Shares Owned Before
0.0
Shares Owned After
4,877.0
1. Includes adjustment for dividends accrued.
2. Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.
3. The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.