CATERPILLAR INC

CAT

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001104659-26-023598
Filing date: Mar 4, 2026
Earliest execution date: Mar 3, 2026
Reporting Owners: Fassino Anthony D. (President)
SEC Filing link

Summary

Type

Sell

Net shares

-337

% of shares

-0.70%

Amount (USD)

$242,346

Insider confidence score

32.5 out of 100

Negative

  • Significant discretionary sell (≥0.5% of shares)
  • Significant sell amount ($50K+)

Stock transactions

Transaction 1

Security

Common Stock

Action

Tax_withhold

Date

2026-03-03

Code

F

Net shares

-337.0

Price per Share

$719.13

Amount (USD)

$242,346.81

Acquired/Disposed

Disposed

Shares Owned Before

46,724.0

Shares Owned After

46,387.0

Filing's footnotes

1. Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.

2. Includes adjustments for dividends accrued.

3. The information in this report is based on a 401(k) plan statement as of February 28, 2026.

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.