Form 4 • Statement of Changes in Beneficial Ownership
Type
Sell
Net shares
+1,220
% of shares
14.90%
Amount (USD)
$71,913
Insider confidence score
95.0 out of 100
Positive
Security
Common Stock
Action
Grant
Date
2026-03-02
Code
A
Net shares
+1,320.0
Acquired/Disposed
Acquired
Shares Owned Before
1,443.0
Shares Owned After
2,763.0
Security
Common Stock
Action
Tax_withhold
Date
2026-03-03
Code
F
Net shares
-100.0
Price per Share
$719.13
Amount (USD)
$71,913.00
Acquired/Disposed
Disposed
Shares Owned Before
2,763.0
Shares Owned After
2,663.0
Security
Employee Stock options
Action
Grant
Date
2026-03-02
Code
A
Net shares
+3,681.0
Acquired/Disposed
Acquired
Shares Owned Before
0.0
Shares Owned After
3,681.0
1. Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.
2. The information in this report is based on a 401(k) plan statement as of February 28, 2026.
3. The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.