CATERPILLAR INC

CAT

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001104659-26-023609
Filing date: Mar 4, 2026
Earliest execution date: Mar 3, 2026
Reporting Owners: Umpleby III Donald J (Chair)
SEC Filing link

Summary

Type

Sell

Net shares

-1,591

% of shares

-0.28%

Amount (USD)

$1,144,135

Insider confidence score

35.0 out of 100

Negative

  • Moderate discretionary sell (≥0.2% of shares)
  • Very large sell amount ($1M+)

Stock transactions

Transaction 1

Security

Common Stock

Action

Tax_withhold

Date

2026-03-03

Code

F

Net shares

-1,591.0

Price per Share

$719.13

Amount (USD)

$1,144,135.83

Acquired/Disposed

Disposed

Shares Owned Before

467,336.0

Shares Owned After

465,745.0

Filing's footnotes

1. Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.

2. Includes adjustments for dividends accrued.

3. The information in this report is based on a 401(k) plan statement as of February 28, 2026.

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.