UNIVERSAL TECHNICAL INSTITUTE INC

UTI

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001193125-26-092145
Filing date: Mar 4, 2026
Earliest execution date: Mar 2, 2026

Summary

Type

Sell

Net shares

-33,745

% of shares

-16.82%

Amount (USD)

$2,215,263

Insider confidence score

37.5 out of 100

Positive

  • Tax withholding obligation

Negative

  • Large tax withholding sell (≥1% of shares)
  • Very large sell amount ($1M+)

Stock transactions

Transaction 1

Security

Common Stock, $0.0001 par value

Action

Sell

Date

2026-03-02

Code

S

Net shares

-30,000.0

Price per Share

$36.99

Amount (USD)

$1,109,823.00

Acquired/Disposed

Disposed

Shares Owned Before

159,375.0

Shares Owned After

129,375.0

Transaction 2

Security

Common Stock, $0.0001 par value

Action

Grant

Date

2025-12-08

Code

A

Net shares

+25,920.0

Acquired/Disposed

Acquired

Shares Owned Before

41,219.0

Shares Owned After

67,139.0

Transaction 3

Security

Common Stock, $0.0001 par value

Action

Grant

Date

2025-12-10

Code

A

Net shares

+3,718.0

Acquired/Disposed

Acquired

Shares Owned Before

67,139.0

Shares Owned After

70,857.0

Transaction 4

Security

Common Stock, $0.0001 par value

Action

Tax_withhold

Date

2025-12-11

Code

F

Net shares

-7,219.0

Price per Share

$24.55

Amount (USD)

$177,226.45

Acquired/Disposed

Disposed

Shares Owned Before

70,857.0

Shares Owned After

63,638.0

Transaction 5

Security

Common Stock, $0.0001 par value

Action

Tax_withhold

Date

2025-12-11

Code

F

Net shares

-1,776.0

Price per Share

$24.55

Amount (USD)

$43,600.80

Acquired/Disposed

Disposed

Shares Owned Before

63,638.0

Shares Owned After

61,862.0

Transaction 6

Security

Common Stock, $0.0001 par value

Action

Tax_withhold

Date

2025-12-11

Code

F

Net shares

-881.0

Price per Share

$24.55

Amount (USD)

$21,628.55

Acquired/Disposed

Disposed

Shares Owned Before

61,862.0

Shares Owned After

60,981.0

Transaction 7

Security

Common Stock, $0.0001 par value

Action

Tax_withhold

Date

2025-12-17

Code

F

Net shares

-836.0

Price per Share

$26.06

Amount (USD)

$21,786.16

Acquired/Disposed

Disposed

Shares Owned Before

60,981.0

Shares Owned After

60,145.0

Transaction 8

Security

Common Stock, $0.0001 par value

Action

Sell

Date

2026-03-02

Code

S

Net shares

-22,671.0

Price per Share

$37.10

Amount (USD)

$841,198.39

Acquired/Disposed

Disposed

Shares Owned Before

60,145.0

Shares Owned After

37,474.0

Filing's footnotes

1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $36.75 to $37.21. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

2. Shares underlying a performance-based restricted stock unit award that was earned on the basis of the Issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award).

3. The restricted stock units vest in three equal installments beginning on December 15, 2026.

4. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

5. Shares withheld by the Issuer to satisfy tax-withholding obligations upon settlement of the performance-based restricted stock units granted on December 8, 2022.

6. Shares withheld by the Issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 8, 2022.

7. Shares withheld by the Issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 8, 2023.

8. Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 9, 2024.

9. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $36.88 to $37.35. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.