Total Return Securities Fund

SWZ

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001398344-26-004379
Filing date: Mar 4, 2026
Earliest execution date: Mar 2, 2026
Reporting Owners: Dakos Andrew (CEO)

Summary

Type

Buy

Net shares

+14,918

% of shares

24.01%

Amount (USD)

$89,762

Insider confidence score

95.0 out of 100

Positive

  • Massive buy (≥10% of shares)
  • Significant buy amount ($50K+)

Stock transactions

Transaction 1

Security

Common Stock

Action

Buy

Date

2026-03-02

Code

P

Net shares

+5,000.0

Price per Share

$6.15

Amount (USD)

$30,750.00

Acquired/Disposed

Acquired

Shares Owned Before

22,677.0

Shares Owned After

27,677.0

Transaction 2

Security

Common Stock

Action

Buy

Date

2026-03-02

Code

P

Net shares

+9,918.0

Price per Share

$5.95

Amount (USD)

$59,012.10

Acquired/Disposed

Acquired

Shares Owned Before

27,677.0

Shares Owned After

37,595.0

Filing's footnotes

1. Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

2. Represents the weighted average price.

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.