Turning Point Brands, Inc.

TPB

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001437749-26-006967
Filing date: Mar 4, 2026
Earliest execution date: Dec 26, 2025
Reporting Owners: Wexler Lawrence (Director)

Summary

Type

Sell

Net shares

+3,103

% of shares

1.10%

Amount (USD)

$339,775

Insider confidence score

85.0 out of 100

Positive

  • Large buy (≥1% of shares)
  • Large buy amount ($250K+)

Stock transactions

Transaction 1

Security

Common Stock

Action

Grant

Date

2025-12-26

Code

G

Net shares

-2,800.0

Acquired/Disposed

Disposed

Shares Owned Before

283,291.0

Shares Owned After

280,491.0

Transaction 2

Security

Common Stock

Action

Grant

Date

2026-03-02

Code

A

Net shares

+8,369.0

Price per Share

$108.51

Amount (USD)

$908,120.19

Acquired/Disposed

Acquired

Shares Owned Before

280,491.0

Shares Owned After

288,860.0

Transaction 3

Security

Common Stock

Action

Grant

Date

2026-03-02

Code

A

Net shares

+927.0

Price per Share

$108.51

Amount (USD)

$100,588.77

Acquired/Disposed

Acquired

Shares Owned Before

288,860.0

Shares Owned After

289,787.0

Transaction 4

Security

Common Stock

Action

Tax_withhold

Date

2026-03-02

Code

F

Net shares

-3,393.0

Price per Share

$100.14

Amount (USD)

$339,775.02

Acquired/Disposed

Disposed

Shares Owned Before

289,787.0

Shares Owned After

286,394.0

Filing's footnotes

1. Reports the donation of 2,800 shares of common stock to a donor advised fund.

2. The total reported in Column 5 includes 2,205 restricted stock units and 278,286 shares of common stock.

3. Reports common stock issued upon settlement of performance restricted units granted to the reporting person in February 2021. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 2,205 restricted stock units and 286,655 shares of common stock.

4. Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 2,205 restricted stock units and 287,582 shares of common stock.

5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.87 - $101.97.

6. The total reported in Column 5 includes 2,205 restricted stock units and 284,189 shares of common stock.

7. Granted pursuant to the issuer's 2015 Equity Incentive Plan.

8. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

9. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

10. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.

11. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

12. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.