LPL Financial Holdings Inc.

LPLA

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001628280-26-014595
Filing date: Mar 4, 2026
Earliest execution date: Mar 2, 2026

Summary

Type

Sell

Net shares

-308

% of shares

-4.38%

Amount (USD)

$94,248

Insider confidence score

38.8 out of 100

Positive

  • Under Rule 10b5-1 trading plan

Negative

  • Significant scheduled sell (<5% of shares)
  • Significant sell amount ($50K+)

Stock transactions

Transaction 1

Security

Common Stock

Action

Sell

Date

2026-03-02

Code

S

Net shares

-308.0

Price per Share

$306.00

Amount (USD)

$94,248.00

Acquired/Disposed

Disposed

Shares Owned Before

7,031.0

Shares Owned After

6,723.0

Filing's footnotes

1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.

2. Consists of (i) 4,303 shares of Common Stock; (ii) 380 restricted stock units that vest in full on February 25, 2027; (iii) 738 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 1,302 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.

ℹ️ Filed under Rule 10b5-1 trading plan

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.