STEM, INC.

STEM

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001672864-26-000008
Filing date: Mar 4, 2026
Earliest execution date: Mar 3, 2026
Reporting Owners: Laureles Saul R. (Chief Legal Officer)
SEC Filing link

Summary

Type

Sell

Net shares

-292

% of shares

-1.13%

Amount (USD)

$2,823

Insider confidence score

27.5 out of 100

Positive

  • Minimal sell amount (<$10K)

Negative

  • Large discretionary sell (≥1% of shares)

Stock transactions

Transaction 1

Security

Common Stock, Par Value $0.0001 Per Share

Action

Sell

Date

2026-03-03

Code

S

Net shares

-292.0

Price per Share

$9.67

Amount (USD)

$2,823.64

Acquired/Disposed

Disposed

Shares Owned Before

25,768.0

Shares Owned After

25,476.0

Filing's footnotes

1. Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the previously reported settlement of restricted stock units on March 1, 2026. This &quot;sell to cover&quot; transaction does not represent a discretionary trade by the reporting person.

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.