ROKU, INC

ROKU

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001716837-26-000008
Filing date: Mar 4, 2026
Earliest execution date: Mar 2, 2026
Reporting Owners: Wood Anthony J. (CEO)

Summary

Type

Sell

Net shares

-6,711

% of shares

-1.12%

Amount (USD)

$658,281

Insider confidence score

40.0 out of 100

Positive

  • Tax withholding obligation

Negative

  • Large tax withholding sell (≥1% of shares)
  • Large sell amount ($250K+)

Stock transactions

Transaction 1

Security

Class A Common Stock

Action

Exercise

Date

2026-03-02

Code

M

Net shares

+20,939.0

Acquired/Disposed

Acquired

Shares Owned Before

0.0

Shares Owned After

20,939.0

Transaction 2

Security

Class A Common Stock

Action

Tax_withhold

Date

2026-03-02

Code

F

Net shares

-6,711.0

Price per Share

$98.09

Amount (USD)

$658,281.99

Acquired/Disposed

Disposed

Shares Owned Before

20,939.0

Shares Owned After

14,228.0

Transaction 3

Security

Class A Common Stock

Action

Grant

Date

2026-03-02

Code

G

Net shares

-173,129.0

Acquired/Disposed

Disposed

Shares Owned Before

173,129.0

Shares Owned After

0.0

Transaction 4

Security

Class A Common Stock

Action

Grant

Date

2026-03-02

Code

G

Net shares

+44,727.0

Acquired/Disposed

Acquired

Shares Owned Before

2,754.0

Shares Owned After

47,481.0

Transaction 5

Security

Class A Common Stock

Action

Grant

Date

2026-03-02

Code

G

Net shares

+20,612.0

Acquired/Disposed

Acquired

Shares Owned Before

0.0

Shares Owned After

20,612.0

Transaction 6

Security

Class A Common Stock

Action

Grant

Date

2026-03-02

Code

G

Net shares

+107,790.0

Acquired/Disposed

Acquired

Shares Owned Before

0.0

Shares Owned After

107,790.0

Transaction 7

Security

Class A Common Stock

Action

Grant

Date

2026-03-03

Code

G

Net shares

-61,216.0

Acquired/Disposed

Disposed

Shares Owned Before

143,250.0

Shares Owned After

82,034.0

Transaction 8

Security

Class A Common Stock

Action

Grant

Date

2026-03-03

Code

G

Net shares

+61,216.0

Acquired/Disposed

Acquired

Shares Owned Before

107,790.0

Shares Owned After

169,006.0

Transaction 9

Security

Class A Common Stock

Action

Grant

Date

2026-03-03

Code

G

Net shares

-169,006.0

Acquired/Disposed

Disposed

Shares Owned Before

169,006.0

Shares Owned After

0.0

Transaction 10

Security

Class A Common Stock

Action

Grant

Date

2026-03-03

Code

G

Net shares

+169,006.0

Acquired/Disposed

Acquired

Shares Owned Before

0.0

Shares Owned After

169,006.0

Derivative Transactions

Transaction 1

Security

Restricted Stock Unit

Action

Exercise

Date

2026-03-02

Code

M

Net shares

-8,277.0

Acquired/Disposed

Disposed

Shares Owned Before

24,833.0

Shares Owned After

16,556.0

Transaction 2

Security

Restricted Stock Unit

Action

Exercise

Date

2026-03-02

Code

M

Net shares

-1,407.0

Acquired/Disposed

Disposed

Shares Owned Before

4,221.0

Shares Owned After

2,814.0

Transaction 3

Security

Restricted Stock Unit

Action

Exercise

Date

2026-03-02

Code

M

Net shares

-11,255.0

Acquired/Disposed

Disposed

Shares Owned Before

123,808.0

Shares Owned After

112,553.0

Filing's footnotes

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 2, 2026.

2. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

3. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

4. This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).

5. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.