ROKU, INC

ROKU

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001959033-26-000004
Filing date: Mar 4, 2026
Earliest execution date: Mar 2, 2026
Reporting Owners: Banks Matthew C. (VP, CAO)

Summary

Type

Sell

Net shares

-3,266

% of shares

-29.85%

Amount (USD)

$318,557

Insider confidence score

10.0 out of 100

Positive

  • Under Rule 10b5-1 trading plan

Negative

  • Extreme scheduled sell (≥25% of shares)
  • Large sell amount ($250K+)

Stock transactions

Transaction 1

Security

Class A Common Stock

Action

Exercise

Date

2026-03-02

Code

M

Net shares

+5,116.0

Acquired/Disposed

Acquired

Shares Owned Before

5,825.0

Shares Owned After

10,941.0

Transaction 2

Security

Class A Common Stock

Action

Tax_withhold

Date

2026-03-02

Code

F

Net shares

-2,550.0

Price per Share

$98.09

Amount (USD)

$250,129.50

Acquired/Disposed

Disposed

Shares Owned Before

10,941.0

Shares Owned After

8,391.0

Transaction 3

Security

Class A Common Stock

Action

Sell

Date

2026-03-03

Code

S

Net shares

-716.0

Price per Share

$95.57

Amount (USD)

$68,428.12

Acquired/Disposed

Disposed

Shares Owned Before

8,391.0

Shares Owned After

7,675.0

Derivative Transactions

Transaction 1

Security

Restricted Stock Unit

Action

Exercise

Date

2026-03-02

Code

M

Net shares

-1,049.0

Acquired/Disposed

Disposed

Shares Owned Before

1,049.0

Shares Owned After

0.0

Transaction 2

Security

Restricted Stock Unit

Action

Exercise

Date

2026-03-02

Code

M

Net shares

-1,249.0

Acquired/Disposed

Disposed

Shares Owned Before

4,995.0

Shares Owned After

3,746.0

Transaction 3

Security

Restricted Stock Unit

Action

Exercise

Date

2026-03-02

Code

M

Net shares

-828.0

Acquired/Disposed

Disposed

Shares Owned Before

2,484.0

Shares Owned After

1,656.0

Transaction 4

Security

Restricted Stock Unit

Action

Exercise

Date

2026-03-02

Code

M

Net shares

-1,202.0

Acquired/Disposed

Disposed

Shares Owned Before

8,414.0

Shares Owned After

7,212.0

Transaction 5

Security

Restricted Stock Unit

Action

Exercise

Date

2026-03-02

Code

M

Net shares

-788.0

Acquired/Disposed

Disposed

Shares Owned Before

8,667.0

Shares Owned After

7,879.0

Filing's footnotes

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 2, 2026.

2. Shares sold pursuant to Mr. Banks' 10b5-1 plan.

3. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

4. This RSU vests in four substantially equal quarterly installments. The first installment vested on June 1, 2025.

5. This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

6. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

7. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.

8. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).

ℹ️ Filed under Rule 10b5-1 trading plan

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.