Form 4 • Statement of Changes in Beneficial Ownership
Type
Sell
Net shares
-11,313
% of shares
-32.44%
Amount (USD)
$107,360
Insider confidence score
42.5 out of 100
Positive
Negative
Security
Common Stock
Action
Exercise
Date
2026-03-03
Code
M
Net shares
+26,667.0
Acquired/Disposed
Acquired
Shares Owned Before
8,209.0
Shares Owned After
34,876.0
Security
Common Stock
Action
Tax_withhold
Date
2026-03-03
Code
F
Net shares
-11,313.0
Price per Share
$9.49
Amount (USD)
$107,360.37
Acquired/Disposed
Disposed
Shares Owned Before
34,876.0
Shares Owned After
23,563.0
Security
Restricted Stock Units
Action
Grant
Date
2026-03-02
Code
A
Net shares
+93,000.0
Acquired/Disposed
Acquired
Shares Owned Before
8,000.0
Shares Owned After
101,000.0
Security
Non-Statutory Stock Opotion NQ
Action
Grant
Date
2026-03-02
Code
A
Net shares
+139,500.0
Price per Share
$9.09
Amount (USD)
$1,268,055.00
Acquired/Disposed
Acquired
Shares Owned Before
0.0
Shares Owned After
139,500.0
Security
Restricted Stock Units
Action
Sell
Date
2026-03-03
Code
D
Net shares
-26,667.0
Acquired/Disposed
Disposed
Shares Owned Before
80,000.0
Shares Owned After
53,333.0
1. Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.
2. One-third (1/3) of the RSUs subject to this grant under Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, (the "Plan") vest on each of the first three (3) anniversaries of March 2, 2026, in each case subject to continued employment through such vesting date.
3. One quarter of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.
4. One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of March 3, 2025, in each case subject to continued employment through such vesting date.
This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.