Turning Point Brands, Inc.

TPB

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001437749-26-006990
Filing date: Mar 5, 2026
Earliest execution date: Jan 2, 2026

Summary

Type

Sell

Net shares

+3,059

% of shares

30.08%

Amount (USD)

$395,047

Insider confidence score

97.5 out of 100

Positive

  • Massive buy (≥10% of shares)
  • Large buy amount ($250K+)

Stock transactions

Transaction 1

Security

Common Stock

Action

Tax_withhold

Date

2026-01-02

Code

F

Net shares

-199.0

Price per Share

$110.24

Amount (USD)

$21,937.76

Acquired/Disposed

Disposed

Shares Owned Before

10,171.0

Shares Owned After

9,972.0

Transaction 2

Security

Common Stock

Action

Grant

Date

2026-03-02

Code

A

Net shares

+2,391.0

Price per Share

$108.51

Amount (USD)

$259,447.41

Acquired/Disposed

Acquired

Shares Owned Before

9,972.0

Shares Owned After

12,363.0

Transaction 3

Security

Common Stock

Action

Grant

Date

2026-03-02

Code

A

Net shares

+333.0

Price per Share

$108.51

Amount (USD)

$36,133.83

Acquired/Disposed

Acquired

Shares Owned Before

12,363.0

Shares Owned After

12,696.0

Transaction 4

Security

Common Stock

Action

Grant

Date

2026-03-02

Code

A

Net shares

+1,757.0

Price per Share

$108.51

Amount (USD)

$190,652.07

Acquired/Disposed

Acquired

Shares Owned Before

12,696.0

Shares Owned After

14,453.0

Transaction 5

Security

Common Stock

Action

Grant

Date

2026-03-02

Code

A

Net shares

+322.0

Price per Share

$108.51

Amount (USD)

$34,940.22

Acquired/Disposed

Acquired

Shares Owned Before

14,453.0

Shares Owned After

14,775.0

Transaction 6

Security

Common Stock

Action

Grant

Date

2026-03-02

Code

A

Net shares

+121.0

Price per Share

$108.51

Amount (USD)

$13,129.71

Acquired/Disposed

Acquired

Shares Owned Before

14,775.0

Shares Owned After

14,896.0

Transaction 7

Security

Common Stock

Action

Tax_withhold

Date

2026-03-02

Code

F

Net shares

-2,309.0

Price per Share

$100.65

Amount (USD)

$232,400.85

Acquired/Disposed

Disposed

Shares Owned Before

14,896.0

Shares Owned After

12,587.0

Transaction 8

Security

Common Stock

Action

Tax_withhold

Date

2026-03-02

Code

F

Net shares

-1,398.0

Price per Share

$100.65

Amount (USD)

$140,708.70

Acquired/Disposed

Disposed

Shares Owned Before

12,587.0

Shares Owned After

11,189.0

Transaction 9

Security

Common Stock

Action

Grant

Date

2026-03-03

Code

A

Net shares

+2,041.0

Price per Share

$107.57

Amount (USD)

$219,550.37

Acquired/Disposed

Acquired

Shares Owned Before

11,189.0

Shares Owned After

13,230.0

Filing's footnotes

1. The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan that vested on January 2, 2026, and not previously reported. The total reported in Column 5 includes 5,749 restricted stock units, and 4,223 shares of common stock.

2. Reports common stock issued upon settlement of performance restricted units granted to the reporting person in February 2021. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 6,614 shares of common stock.

3. Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 6,947 shares of common stock.

4. Reports common stock issued upon settlement of performance restricted units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 8,704 shares of common stock.

5. Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 9,026 shares of common stock.

6. Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2025. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 9,147 shares of common stock.

7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.53 to $102.04.

8. The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 5,749 restricted stock units and 6,838 shares of common stock.

9. The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 4,351 restricted stock units and 6,838 shares of common stock.

10. The reported transaction involved the person's receipt of a grant of 2,041 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 6,392 restricted stock units and 6,838 shares of common stock.

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.