Athira Pharma, Inc.

ATHA

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001604834-26-000006
Filing date: Mar 5, 2026
Earliest execution date: Mar 3, 2026
Reporting Owners: Litton Mark James (CEO)

Summary

Type

Sell

Net shares

-5,156

% of shares

-7.93%

Amount (USD)

$27,687

Insider confidence score

46.3 out of 100

Positive

  • Tax withholding obligation
  • Small sell amount (<$50K)

Negative

  • Large tax withholding sell (≥1% of shares)

Stock transactions

Transaction 1

Security

Common Stock

Action

Exercise

Date

2026-03-03

Code

M

Net shares

+22,254.0

Acquired/Disposed

Acquired

Shares Owned Before

40,828.0

Shares Owned After

63,082.0

Transaction 2

Security

Common Stock

Action

Sell

Date

2026-03-04

Code

S

Net shares

-5,156.0

Price per Share

$5.37

Amount (USD)

$27,687.72

Acquired/Disposed

Disposed

Shares Owned Before

63,082.0

Shares Owned After

57,926.0

Derivative Transactions

Transaction 1

Security

Restricted Stock Units

Action

Exercise

Date

2026-03-03

Code

M

Net shares

-22,254.0

Acquired/Disposed

Disposed

Shares Owned Before

22,254.0

Shares Owned After

0.0

Filing's footnotes

1. Represents shares of common stock sold to cover tax withholding and remittance obligations in connection with the vesting of restricted stock units (&quot;RSU&quot;) pursuant to mandatory &quot;sell to cover&quot; policies maintained by the Issuer and provisions contained in the reporting person's applicable RSU agreement, and does not represent a discretionary sale by the reporting person. No additional shares of common stock were sold by the reporting person.

2. The &quot;Amount&quot; and &quot;Price&quot; reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

3. Reflects Common Stock held by Irrevocable Trust of OSL held for the benefit of Dr. Litton's children.

4. Reflects Common Stock held by Irrevocable Trust of SWL held for the benefit of Dr. Litton's children.

5. Reflects Common Stock held by Irrevocable Trust of WGL held for the benefit of Dr. Litton's children.

6. Each RSU represents a contingent right to receive one (1) share of Issuer's common stock.

7. On March 3, 2025, the reporting person was granted 22,254 RSUs (as adjusted for the 10-for-1 reverse stock split completed on September 17, 2025). 100% of the RSUs vested on the one (1) year anniversary of the grant date.

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.