APPLIED OPTOELECTRONICS, INC.

AAOI

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001683168-26-001538
Filing date: Mar 5, 2026
Earliest execution date: Mar 5, 2026
Reporting Owners: BLACK RICHARD B (Director)

Summary

Type

Sell

Net shares

-3,231

% of shares

-1.93%

Amount (USD)

$306,945

Insider confidence score

20.0 out of 100

Negative

  • Large discretionary sell (≥1% of shares)
  • Large sell amount ($250K+)

Stock transactions

Transaction 1

Security

Common Stock, $.001 par value

Action

Sell

Date

2026-03-05

Code

S

Net shares

-3,231.0

Price per Share

$95.00

Amount (USD)

$306,945.00

Acquired/Disposed

Disposed

Shares Owned Before

167,594.0

Shares Owned After

164,363.0

Filing's footnotes

1. The shares were sold by The Richard B. Black Revocable Trust U/A Dtd. Aug 31, 1998; Richard B. Black TTEE, to which the reporting person contributed 10,231 shares of common stock on February 19, 2024, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect. The shares were sold in multiple transactions on March 05, 2026 at actual sale price of $95.00 per share. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction. The shares were held by the reporting person in a revocable living trust of which the reporting person is the trustee and beneficial owner.

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.