Aeluma, Inc.

ALMU

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001869626-26-000006
Filing date: Mar 5, 2026
Earliest execution date: Mar 4, 2026
Reporting Owners: Klamkin Jonathan (CEO)

Summary

Type

Sell

Net shares

-50,000

% of shares

-3.38%

Amount (USD)

$902,599

Insider confidence score

37.5 out of 100

Positive

  • Under Rule 10b5-1 trading plan

Negative

  • Significant scheduled sell (<5% of shares)
  • Large sell amount ($250K+)

Stock transactions

Transaction 1

Security

Common Stock

Action

Sell

Date

2026-03-04

Code

S

Net shares

-28,206.0

Price per Share

$17.77

Amount (USD)

$501,350.37

Acquired/Disposed

Disposed

Shares Owned Before

1,479,398.0

Shares Owned After

1,451,192.0

Transaction 2

Security

Common Stock

Action

Sell

Date

2026-03-04

Code

S

Net shares

-21,794.0

Price per Share

$18.41

Amount (USD)

$401,249.33

Acquired/Disposed

Disposed

Shares Owned Before

1,451,192.0

Shares Owned After

1,429,398.0

Filing's footnotes

1. Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

2. Reflects the weighted average price of 28,206 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on March 4, 2026 with sale prices ranging from $17.11 to $18.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

3. Reflects the weighted average price of 21,794 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on March 4, 2026 with sale prices ranging from $18.11 to $19.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

ℹ️ Filed under Rule 10b5-1 trading plan

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.