| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Sep 27, 2013 | Oct 2, 2013 | TORTOISE ENERGY INFRASTRUCTURE CORP | Other | Buy | 42.5 | - | 0.00% | ✗ | $1M |
| May 26, 2011 | Jun 3, 2011 | Kayne Anderson Energy Infrastructure Fund, Inc. | Other | Buy | 41.3 | - | 0.00% | ✗ | $7M |
| May 14, 2004 | May 18, 2004 | VOYA CREDIT INCOME FUND | Other | Sell | 15.0 | -815,940 | -100.00% | ✗ | $12.6M |
| Apr 15, 2004 | Apr 19, 2004 | VOYA CREDIT INCOME FUND | Other | Sell | 15.0 | -1,313,000 | -61.67% | ✗ | $20.3M |
| Mar 12, 2004 | Mar 16, 2004 | VOYA CREDIT INCOME FUND | Other | Sell | 15.0 | -1,525,184 | -41.74% | ✗ | $23.5M |
| Feb 13, 2004 | Feb 17, 2004 | VOYA CREDIT INCOME FUND | Other | Sell | 15.0 | -1,594,000 | -30.37% | ✗ | $24.6M |