| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Jan 5, 2016 | Aug 8, 2018 | Voya Financial, Inc. | 10% Owner | Buy | 100.0 | +550,000 | 91.67% | ✗ | $13.7M |
| Dec 8, 2017 | Aug 8, 2018 | Voya Financial, Inc. | 10% Owner | Sell | 15.0 | -1,000,000 | -100.00% | ✗ | $25M |
| Sep 27, 2013 | Oct 2, 2013 | TORTOISE ENERGY INFRASTRUCTURE CORP | Other | Buy | 42.5 | - | 0.00% | ✗ | $2M |
| Aug 22, 2013 | Aug 26, 2013 | Kayne Anderson Energy Infrastructure Fund, Inc. | Other | Buy | 40.0 | - | 0.00% | ✗ | $12.5M |
| May 26, 2011 | Jun 3, 2011 | Kayne Anderson Energy Infrastructure Fund, Inc. | Other | Buy | 41.3 | - | 0.00% | ✗ | $5.4M |
| Sep 15, 2003 | Sep 17, 2003 | VOYA CREDIT INCOME FUND | 10% Owner | Sell | 15.0 | -1,154,550 | -24.15% | ✗ | $17.5M |
| Aug 14, 2003 | Aug 19, 2003 | VOYA CREDIT INCOME FUND | 10% Owner | Sell | 15.0 | -1,120,000 | -28.32% | ✗ | $16.9M |