| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Feb 10, 2017 | Feb 13, 2017 | BARINGS CORPORATE INVESTORS | Chair | Buy | 95.0 | +10,000 | 100.00% | ✗ | $146.5K |
| Feb 2, 2017 | Feb 13, 2017 | BARINGS CORPORATE INVESTORS | Chair | Buy | 95.0 | +10,000 | 100.00% | ✗ | $147.9K |
| Feb 2, 2017 | Feb 3, 2017 | BARINGS CORPORATE INVESTORS | Chair | Buy | 95.0 | +10,000 | 100.00% | ✗ | $147.9K |
| Dec 30, 2014 | Dec 31, 2014 | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND | Other | Buy | 95.0 | +10,000 | 100.00% | ✗ | $200K |