| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Sep 16, 2013 | Sep 16, 2013 | Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | Director | Buy | 91.3 | +1,500 | 100.00% | ✗ | $30.1K |
| Dec 31, 2003 | Feb 9, 2004 | Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC | Director | Buy | 82.5 | +35 | 3.50% | ✗ | $892.2 |
| Jan 13, 2004 | Jan 14, 2004 | FLAHERTY & CRUMRINE TOTAL RETURN FUND INC | Director | Buy | 91.3 | +1,000 | 100.00% | ✗ | $25.7K |
| Aug 26, 2003 | Aug 26, 2003 | Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC | Director | Buy | 91.3 | +1,000 | 100.00% | ✗ | $25K |