| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Oct 2, 2017 | Oct 5, 2017 | Saba Capital Income & Opportunities Fund | Director | Sell | 20.0 | -49,250 | -100.00% | ✗ | $256.4K |
| Jun 29, 2016 | Jun 30, 2016 | Saba Capital Income & Opportunities Fund | Director | Buy | 97.5 | +49,250 | 100.00% | ✗ | $250.4K |
| Apr 15, 2010 | Apr 11, 2011 | VOYA CREDIT INCOME FUND | President | Buy | 91.3 | +372 | 32.04% | ✗ | $10.1K |
| Apr 15, 2010 | Apr 8, 2011 | VOYA CREDIT INCOME FUND | President | Buy | 91.3 | +1,162 | 100.00% | ✗ | $15K |
| Mar 15, 2011 | Apr 8, 2011 | VOYA CREDIT INCOME FUND | President | Sell | 26.3 | -807 | -100.00% | ✗ | $10.7K |