| Dec 18, 2025 |
Dec 19, 2025 |
Guggenheim Active Allocation Fund
|
Director |
Buy |
90.0
|
+321
|
15.25%
|
✗
|
$5K |
| Dec 18, 2025 |
Dec 19, 2025 |
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
|
Director |
Buy |
85.0
|
+412
|
8.96%
|
✗
|
$5K |
| May 5, 2025 |
May 8, 2025 |
Guggenheim Active Allocation Fund
|
Director |
Buy |
91.3
|
+1,305
|
163.13%
|
✗
|
$19.8K |
| Oct 17, 2024 |
Oct 21, 2024 |
ADVENT CONVERTIBLE & INCOME FUND
|
Trustee |
Buy |
91.3
|
+3,671
|
33.42%
|
✗
|
$41.4K |
| Nov 1, 2022 |
Nov 2, 2022 |
Guggenheim Active Allocation Fund
|
Director |
Buy |
91.3
|
+800
|
100.00%
|
✗
|
$10.9K |
| Aug 27, 2018 |
Aug 28, 2018 |
ADVENT CONVERTIBLE & INCOME FUND
|
Director |
Buy |
90.0
|
+1,434
|
74.92%
|
✗
|
$635.5 |
| Dec 23, 2013 |
Dec 26, 2013 |
ADVENT CONVERTIBLE & INCOME FUND
|
Director |
Buy |
90.0
|
+451
|
29.63%
|
✗
|
$8.3K |
| Oct 28, 2011 |
Oct 28, 2011 |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
|
Director |
Buy |
91.3
|
+505
|
100.00%
|
✗
|
$10K |
| Mar 23, 2011 |
Apr 4, 2011 |
ADVENT CONVERTIBLE & INCOME FUND
|
Director |
Buy |
90.0
|
+305
|
31.75%
|
✗
|
$6.1K |
| Jun 18, 2008 |
Jun 18, 2008 |
ADVENT CONVERTIBLE & INCOME FUND
|
Director |
Sell |
26.3
|
-737
|
-98.27%
|
✗
|
$16.8K |
| Jun 18, 2008 |
Jun 18, 2008 |
ADVENT CONVERTIBLE & INCOME FUND
|
Director |
Sell |
26.3
|
-737
|
-98.27%
|
✗
|
$16.8K |
| Jun 4, 2008 |
Jun 6, 2008 |
WESTERN ASSET INFLATION-LINKED INCOME FUND
|
Director |
Sell |
27.5
|
-632
|
-54.96%
|
✗
|
$7.7K |
| Jun 4, 2008 |
Jun 6, 2008 |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
|
Director |
Sell |
27.5
|
-647
|
-99.54%
|
✗
|
$8K |
| Jun 4, 2008 |
Jun 5, 2008 |
XAI Madison Equity Premium Income Fund
|
Director |
Sell |
27.5
|
-682
|
-56.83%
|
✗
|
$7.6K |
| May 1, 2008 |
May 2, 2008 |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
|
Director |
Buy |
90.0
|
+650
|
100.00%
|
✗
|
$7.9K |
| May 1, 2008 |
May 2, 2008 |
WESTERN ASSET INFLATION-LINKED INCOME FUND
|
Director |
Buy |
90.0
|
+650
|
130.00%
|
✗
|
$7.9K |
| May 1, 2008 |
May 2, 2008 |
XAI Madison Equity Premium Income Fund
|
Director |
Buy |
90.0
|
+700
|
140.00%
|
✗
|
$8K |
| May 1, 2008 |
May 2, 2008 |
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
|
Director |
Buy |
90.0
|
+500
|
100.00%
|
✗
|
$8.4K |
| May 1, 2008 |
May 1, 2008 |
ADVENT CONVERTIBLE & INCOME FUND
|
Director |
Buy |
91.3
|
+750
|
100.00%
|
✗
|
$17.7K |
| May 10, 2005 |
May 11, 2005 |
XAI Madison Equity Premium Income Fund
|
Director |
Buy |
90.0
|
+500
|
100.00%
|
✗
|
$7.7K |
| Mar 17, 2004 |
Mar 18, 2004 |
ADVENT CONVERTIBLE & INCOME FUND
|
Director |
Buy |
91.3
|
+500
|
100.00%
|
✗
|
$13.3K |
| Mar 17, 2004 |
Mar 18, 2004 |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
|
Director |
Buy |
90.0
|
+500
|
100.00%
|
✗
|
$7.7K |
| Mar 17, 2004 |
Mar 18, 2004 |
WESTERN ASSET INFLATION-LINKED INCOME FUND
|
Director |
Buy |
90.0
|
+500
|
100.00%
|
✗
|
$7.8K |