Ettinger Robert M (CIK 0001252910)

Latest company ownership

Shares held
64,147.76
Last filed at
Feb 19, 2016
Confidence Score
50.0
2025Q4
Confidence Score History
2003Q4 2025Q4
Shares held
44,893.67
Last filed at
Feb 19, 2016
Confidence Score
50.0
2025Q4
Confidence Score History
2004Q2 2025Q4
Shares held
42,011.1
Last filed at
Feb 19, 2016
Confidence Score
50.0
2025Q4
Confidence Score History
2013Q3 2025Q4
Shares held
13,625.52
Last filed at
Feb 19, 2016
Confidence Score
50.0
2025Q4
Confidence Score History
2004Q2 2025Q4
Shares held
5,977.2
Last filed at
Feb 19, 2016
Confidence Score
50.0
2025Q4
Confidence Score History
2007Q4 2025Q4

Recent buy/sell transactions

Exec date Filing date Company Role Signal Confidence Shares % of shares Under plan? Amount (USD)
Jun 29, 2015 Jun 30, 2015 Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC Other Buy 97.5 +15,000 32.14% ✗ $275.3K
Jun 22, 2015 Jun 23, 2015 Flaherty & Crumrine Dynamic Preferred & Income Fund Inc Other Buy 97.5 +13,658 54.77% ✗ $298.8K
Sep 16, 2014 Sep 16, 2014 Flaherty & Crumrine Dynamic Preferred & Income Fund Inc President Buy 95.0 +4,500 22.02% ✗ $102.8K
Mar 10, 2014 Mar 10, 2014 Flaherty & Crumrine Dynamic Preferred & Income Fund Inc President Buy 95.0 +6,600 50.77% ✗ $144K
Nov 20, 2013 Nov 20, 2013 Flaherty & Crumrine Dynamic Preferred & Income Fund Inc President Buy 95.0 +8,000 160.00% ✗ $159.5K
Aug 16, 2013 Aug 16, 2013 Flaherty & Crumrine Dynamic Preferred & Income Fund Inc President Buy 95.0 +5,000 100.00% ✗ $104.5K
Aug 9, 2011 Aug 10, 2011 FLAHERTY & CRUMRINE TOTAL RETURN FUND INC President Buy 95.0 +10,000 35.34% ✗ $159.4K
Aug 8, 2011 Aug 9, 2011 FLAHERTY & CRUMRINE TOTAL RETURN FUND INC President Buy 97.5 +18,400 185.86% ✗ $305.8K
May 25, 2010 May 26, 2010 Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC President Buy 95.0 +10,000 39.43% ✗ $142K
Dec 17, 2007 Dec 17, 2007 Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC President Buy 95.0 +8,000 66.67% ✗ $72K
Nov 7, 2007 Nov 7, 2007 FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC President Buy 95.0 +5,000 94.18% ✗ $62.8K
Nov 6, 2007 Nov 7, 2007 FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC President Buy 91.3 +1,309 32.73% ✗ $16.6K
Aug 1, 2007 Aug 2, 2007 FLAHERTY & CRUMRINE TOTAL RETURN FUND INC President Buy 95.0 +3,400 52.31% ✗ $64.8K
Aug 1, 2007 Aug 2, 2007 Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC President Buy 95.0 +5,000 35.71% ✗ $94.8K
Oct 11, 2005 Oct 11, 2005 Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC President Buy 95.0 +7,412 112.51% ✗ $151.9K
Sep 27, 2005 Sep 28, 2005 FLAHERTY & CRUMRINE TOTAL RETURN FUND INC President Buy 91.3 +1,500 30.00% ✗ $32.3K
Apr 26, 2004 Apr 26, 2004 Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC President Buy 95.0 +5,000 71.43% ✗ $61.8K
Apr 20, 2004 Apr 20, 2004 FLAHERTY & CRUMRINE TOTAL RETURN FUND INC President Buy 95.0 +3,200 177.78% ✗ $77.9K
Apr 14, 2004 Apr 15, 2004 FLAHERTY & CRUMRINE TOTAL RETURN FUND INC President Buy 91.3 +1,800 100.00% ✗ $44.4K
Apr 13, 2004 Apr 13, 2004 Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC President Buy 95.0 +4,000 154.56% ✗ $102K
Dec 31, 2003 Feb 18, 2004 Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC President Buy 82.5 +88 3.52% ✗ $2.2K
Dec 31, 2003 Jan 5, 2004 Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC President Buy 82.5 +88 3.54% ✗ $2.3K