| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Mar 17, 2017 | Mar 17, 2017 | EQUUS TOTAL RETURN, INC. | Secretary | Buy | 97.5 | +250,000 | 1586.90% | ✗ | $600K |
| Apr 15, 2010 | Jul 16, 2010 | EQUUS TOTAL RETURN, INC. | Director | Buy | 91.3 | +15,754 | 100.00% | ✗ | $47.4K |
| Apr 15, 2010 | Apr 15, 2010 | EQUUS TOTAL RETURN, INC. | Director | Buy | 95.0 | +29,751 | 100.00% | ✗ | $89.6K |
| Oct 5, 2009 | Oct 7, 2009 | EQUUS TOTAL RETURN, INC. | Director | Sell | 20.0 | -205,889 | -57.60% | ✗ | $671.2K |
| Aug 3, 2009 | Aug 4, 2009 | EQUUS TOTAL RETURN, INC. | Director | Sell | 17.5 | -531,680 | -59.80% | ✗ | $1.8M |
| Apr 24, 2009 | May 4, 2009 | EQUUS TOTAL RETURN, INC. | CEO | Sell | 32.5 | -22,042 | -0.81% | ✗ | $81.3K |
| Apr 24, 2009 | Apr 28, 2009 | EQUUS TOTAL RETURN, INC. | CEO | Sell | 22.5 | -22,042 | -1.22% | ✗ | $81.3K |
| Aug 1, 2008 | Aug 6, 2008 | EQUUS TOTAL RETURN, INC. | CEO | Sell | 17.5 | -423,960 | -33.30% | ✗ | $3M |
| Sep 27, 2007 | Oct 2, 2007 | EQUUS TOTAL RETURN, INC. | CEO | Sell | 17.5 | -189,716 | -12.97% | ✗ | $1.5M |
| Sep 27, 2007 | Oct 1, 2007 | EQUUS TOTAL RETURN, INC. | CEO | Sell | 15.0 | -189,716 | -12.97% | ✗ | $240.2B |
| Sep 27, 2007 | Oct 1, 2007 | EQUUS TOTAL RETURN, INC. | CEO | Buy | 100.0 | +189,716 | 17.51% | ✗ | $240.2B |