Finke Thomas M (CIK 0001363651)

Latest company ownership

Role: Director
Shares held
250,000
Last filed at
Oct 30, 2025
Confidence Score
58.9
2025Q4
Confidence Score History
2025Q3 2025Q4
Shares held
73,864
Last filed at
Jul 5, 2023
Confidence Score
50.0
2025Q4
Confidence Score History
2023Q2 2025Q4
Shares held
42,000
Last filed at
Oct 2, 2015
Confidence Score
50.0
2025Q4
Confidence Score History
2013Q2 2025Q4
Role: Director
Shares held
25,000
Last filed at
May 6, 2020
Confidence Score
50.0
2025Q4
Confidence Score History
2018Q4 2025Q4

Recent buy/sell transactions

Exec date Filing date Company Role Signal Confidence Shares % of shares Under plan? Amount (USD)
Aug 28, 2025 Sep 2, 2025 Venu Holding Corp Director Buy 97.5 +25,000 100.00% $300K
Jun 30, 2023 Jul 5, 2023 ALLIANCE ENTERTAINMENT HOLDING CORP Director Buy 95.0 +83,300 35.04% $249.9K
May 5, 2020 May 6, 2020 Barings BDC, Inc. Director Buy 95.0 +15,000 150.00% $105K
Nov 20, 2019 Nov 21, 2019 Barings BDC, Inc. Director Buy 95.0 +8,000 400.00% $82.4K
Dec 10, 2018 Dec 11, 2018 Barings BDC, Inc. Director Buy 91.3 +2,000 100.00% $19.8K
Sep 30, 2015 Oct 2, 2015 BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Other Buy 86.3 +2,000 5.00% $34.2K
Aug 25, 2015 Aug 26, 2015 BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Other Buy 90.0 +3,000 8.11% $53.3K
Aug 11, 2015 Aug 12, 2015 BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Other Buy 83.8 +1,000 2.78% $18.8K
Jun 29, 2015 Jun 30, 2015 BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Other Buy 95.0 +5,000 16.13% $98K
Dec 18, 2014 Dec 19, 2014 BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Other Buy 86.3 +2,000 6.90% $40.3K
Sep 29, 2014 Sep 30, 2014 BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Other Buy 86.3 +2,000 7.41% $45.4K
Aug 8, 2014 Aug 11, 2014 BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Other Buy 86.3 +2,000 8.00% $46.4K
Jan 30, 2014 Jan 31, 2014 BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Other Buy 95.0 +3,000 13.64% $71K
Dec 20, 2013 Dec 23, 2013 BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Other Buy 91.3 +2,000 10.00% $46.7K
May 17, 2013 May 20, 2013 BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Other Buy 97.5 +10,000 100.00% $251.5K