| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Aug 8, 2011 | Aug 9, 2011 | ClearBridge Energy Midstream Opportunity Fund Inc. | Assistant Secretary | Buy | 91.3 | +2,000 | 100.00% | ✗ | $34K |
| Oct 9, 2009 | Oct 13, 2009 | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. | Assistant Secretary | Sell | 22.5 | -10,000 | -100.00% | ✗ | $58.1K |
| Nov 24, 2008 | Nov 25, 2008 | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. | Assistant Secretary | Buy | 91.3 | +10,000 | 100.00% | ✗ | $34K |