| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Jun 5, 2019 | Jun 7, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -55,100 | -5.15% | ✗ | $467.3K |
| May 31, 2019 | Jun 4, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -71,300 | -6.24% | ✗ | $611.4K |
| May 28, 2019 | May 30, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 22.5 | -21,100 | -1.81% | ✗ | $187.4K |
| May 22, 2019 | May 24, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 17.5 | -274,000 | -19.07% | ✗ | $2.4M |
| May 17, 2019 | May 21, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 22.5 | -18,500 | -1.27% | ✗ | $162.9K |
| May 14, 2019 | May 16, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 17.5 | -149,000 | -9.29% | ✗ | $1.3M |
| May 9, 2019 | May 13, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 32.5 | -8,800 | -0.55% | ✗ | $74K |
| Apr 25, 2019 | Apr 29, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 32.5 | -13,300 | -0.82% | ✗ | $111.2K |
| Apr 22, 2019 | Apr 24, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -48,000 | -2.87% | ✗ | $402.6K |
| Apr 16, 2019 | Apr 18, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -37,100 | -2.17% | ✗ | $309.8K |
| Mar 28, 2019 | Apr 1, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -115,200 | -6.31% | ✗ | $945.8K |
| Mar 25, 2019 | Mar 27, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 17.5 | -221,200 | -10.80% | ✗ | $1.8M |
| Mar 20, 2019 | Mar 22, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 22.5 | -24,000 | -1.16% | ✗ | $198.3K |
| Mar 15, 2019 | Mar 19, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -32,309 | -1.54% | ✗ | $264.7K |
| Mar 12, 2019 | Mar 14, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -64,000 | -2.95% | ✗ | $521.6K |
| Mar 7, 2019 | Mar 11, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -35,800 | -1.62% | ✗ | $291.7K |
| Mar 4, 2019 | Mar 6, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -37,500 | -1.67% | ✗ | $308.5K |
| Feb 27, 2019 | Mar 1, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -61,400 | -2.67% | ✗ | $515.5K |
| Feb 22, 2019 | Feb 26, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -77,600 | -3.25% | ✗ | $658.2K |
| Feb 19, 2019 | Feb 21, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -38,900 | -1.60% | ✗ | $324.1K |
| Feb 13, 2019 | Feb 15, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -40,400 | -1.64% | ✗ | $334.7K |
| Feb 8, 2019 | Feb 12, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 32.5 | -20,300 | -0.82% | ✗ | $165.4K |
| Feb 5, 2019 | Feb 7, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -39,800 | -1.58% | ✗ | $322.9K |
| Jan 31, 2019 | Feb 4, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -39,200 | -1.53% | ✗ | $314K |
| Jan 28, 2019 | Jan 30, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 45.0 | -31,850 | -0.10% | ✗ | $254.7K |
| Jan 23, 2019 | Jan 25, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -32,699 | -1.24% | ✗ | $260K |
| Jan 17, 2019 | Jan 22, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 32.5 | -14,425 | -0.55% | ✗ | $114.7K |
| Jan 14, 2019 | Jan 16, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 51.3 | -5,275 | -0.20% | ✗ | $42K |
| Jan 9, 2019 | Jan 11, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 40.0 | -7,100 | -0.27% | ✗ | $56.5K |
| Jan 4, 2019 | Jan 8, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -43,890 | -1.63% | ✗ | $346.9K |
| Jan 2, 2019 | Jan 4, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 52.5 | -1,225 | -0.05% | ✗ | $9.8K |
| Dec 28, 2018 | Jan 2, 2019 | Great Elm Capital Corp. | 10% Owner | Sell | 51.3 | -1,625 | -0.06% | ✗ | $13K |
| Dec 13, 2018 | Dec 17, 2018 | Great Elm Capital Corp. | 10% Owner | Sell | 52.5 | -862 | -0.03% | ✗ | $7K |
| Dec 10, 2018 | Dec 12, 2018 | Great Elm Capital Corp. | 10% Owner | Sell | 51.3 | -5,100 | -0.19% | ✗ | $41.7K |
| Dec 7, 2018 | Dec 10, 2018 | Great Elm Capital Corp. | 10% Owner | Sell | 51.3 | -2,000 | -0.07% | ✗ | $16.5K |
| Oct 22, 2018 | Oct 24, 2018 | Great Elm Capital Corp. | 10% Owner | Sell | 15.0 | -2,276,279 | -45.63% | ✗ | $17.2M |
| Sep 12, 2018 | Sep 14, 2018 | Great Elm Capital Corp. | 10% Owner | Sell | 30.0 | -45,448 | -0.90% | ✗ | $439.8K |
| Apr 25, 2018 | Apr 27, 2018 | Great Elm Capital Corp. | 10% Owner | Sell | 47.5 | -6,500 | -0.13% | ✗ | $60.1K |
| Apr 18, 2018 | Apr 20, 2018 | Great Elm Capital Corp. | 10% Owner | Sell | 51.3 | -1,900 | -0.04% | ✗ | $17.5K |
| Apr 13, 2018 | Apr 17, 2018 | Great Elm Capital Corp. | 10% Owner | Sell | 51.3 | -1,500 | -0.03% | ✗ | $13.8K |
| Apr 9, 2018 | Apr 11, 2018 | Great Elm Capital Corp. | 10% Owner | Sell | 47.5 | -8,256 | -0.16% | ✗ | $75.9K |
| Apr 4, 2018 | Apr 6, 2018 | Great Elm Capital Corp. | 10% Owner | Sell | 51.3 | -2,706 | -0.05% | ✗ | $25.2K |
| Mar 29, 2018 | Apr 3, 2018 | Great Elm Capital Corp. | 10% Owner | Sell | 51.3 | -1,778 | -0.04% | ✗ | $16.5K |
| Mar 26, 2018 | Mar 28, 2018 | Great Elm Capital Corp. | 10% Owner | Sell | 40.0 | -18,606 | -0.37% | ✗ | $171.4K |
| Mar 21, 2018 | Mar 23, 2018 | Great Elm Capital Corp. | 10% Owner | Sell | 47.5 | -7,145 | -0.14% | ✗ | $65.1K |
| Nov 1, 2017 | Nov 3, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 52.5 | -200 | 0.00% | ✗ | $2K |
| Oct 27, 2017 | Oct 31, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 52.5 | -401 | -0.01% | ✗ | $4.1K |
| Oct 24, 2017 | Oct 26, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 52.5 | -600 | -0.01% | ✗ | $6.1K |
| Oct 20, 2017 | Oct 23, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 51.3 | -1,569 | -0.03% | ✗ | $16.1K |
| Oct 17, 2017 | Oct 19, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 30.0 | -49,156 | -0.96% | ✗ | $497.1K |
| Oct 12, 2017 | Oct 16, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 45.0 | -50,544 | -0.08% | ✗ | $511.3K |
| Oct 10, 2017 | Oct 11, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 40.0 | -11,892 | -0.23% | ✗ | $120.7K |
| Oct 5, 2017 | Oct 10, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 30.0 | -29,667 | -0.57% | ✗ | $306K |
| Oct 2, 2017 | Oct 4, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 40.0 | -18,605 | -0.35% | ✗ | $193.6K |
| Sep 18, 2017 | Oct 4, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 30.0 | -36,216 | -0.67% | ✗ | $388.4K |
| Sep 27, 2017 | Sep 29, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -82,780 | -1.55% | ✗ | $866.8K |
| Sep 25, 2017 | Sep 27, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 40.0 | -17,223 | -0.32% | ✗ | $182.3K |
| Sep 20, 2017 | Sep 22, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 20.0 | -59,676 | -1.10% | ✗ | $635.6K |
| Sep 14, 2017 | Sep 18, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 40.0 | -12,761 | -0.23% | ✗ | $137.5K |
| Sep 8, 2017 | Sep 12, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 52.5 | -600 | -0.01% | ✗ | $6.6K |
| May 8, 2017 | May 19, 2017 | Great Elm Capital Corp. | 10% Owner | Sell | 16.3 | -481,918 | -8.12% | ✗ | $5.5M |