| Mar 19, 2019 |
Mar 20, 2019 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Sell |
15.0
|
-1,257,403
|
-85.10%
|
✗
|
$11.6M |
| Feb 2, 2018 |
Feb 6, 2018 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
47.5
|
+100
|
0.01%
|
✗
|
$900 |
| Jan 31, 2018 |
Feb 2, 2018 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
82.5
|
+23,948
|
1.54%
|
✗
|
$218.9K |
| Jan 30, 2018 |
Jan 31, 2018 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
61.3
|
+4,297
|
0.28%
|
✗
|
$39.2K |
| Jan 25, 2018 |
Jan 29, 2018 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
61.3
|
+3,358
|
0.22%
|
✗
|
$30.8K |
| Jan 19, 2018 |
Jan 23, 2018 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
61.3
|
+4,000
|
0.26%
|
✗
|
$36.4K |
| Jan 17, 2018 |
Jan 19, 2018 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
100.0
|
+260,243
|
20.29%
|
✗
|
$2.4M |
| Jan 12, 2018 |
Jan 17, 2018 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
82.5
|
+13,750
|
1.08%
|
✗
|
$125.2K |
| Jan 10, 2018 |
Jan 12, 2018 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
72.5
|
+6,337
|
0.50%
|
✗
|
$57.7K |
| Jan 3, 2018 |
Jan 5, 2018 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
47.5
|
+200
|
0.02%
|
✗
|
$1.8K |
| Dec 21, 2017 |
Dec 26, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
56.3
|
+2,189
|
0.17%
|
✗
|
$19.6K |
| Dec 5, 2017 |
Dec 7, 2017 |
abrdn Emerging Markets ex-China Fund, Inc.
|
10% Owner |
Sell |
43.8
|
-2,590
|
-0.27%
|
✗
|
$20.3K |
| Nov 17, 2017 |
Nov 21, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
61.3
|
+3,164
|
0.25%
|
✗
|
$28.3K |
| Nov 15, 2017 |
Nov 17, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
56.3
|
+1,150
|
0.09%
|
✗
|
$10.2K |
| Nov 13, 2017 |
Nov 15, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
82.5
|
+18,600
|
1.50%
|
✗
|
$165.6K |
| Nov 8, 2017 |
Nov 13, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
82.5
|
+25,907
|
2.14%
|
✗
|
$231.5K |
| Nov 8, 2017 |
Nov 13, 2017 |
abrdn Emerging Markets ex-China Fund, Inc.
|
10% Owner |
Sell |
43.8
|
-2,300
|
-0.24%
|
✗
|
$20.4K |
| Nov 6, 2017 |
Nov 8, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
65.0
|
+6,560
|
0.28%
|
✗
|
$59K |
| Oct 30, 2017 |
Nov 1, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
72.5
|
+7,609
|
0.64%
|
✗
|
$68.1K |
| Oct 26, 2017 |
Oct 30, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
82.5
|
+19,433
|
1.65%
|
✗
|
$173.3K |
| Oct 24, 2017 |
Oct 26, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
72.5
|
+9,501
|
0.81%
|
✗
|
$84.7K |
| Oct 20, 2017 |
Oct 24, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
61.3
|
+2,800
|
0.24%
|
✗
|
$25.1K |
| Oct 18, 2017 |
Oct 20, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
55.0
|
+700
|
0.06%
|
✗
|
$6.3K |
| Oct 4, 2017 |
Oct 13, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
90.0
|
+35,885
|
3.18%
|
✗
|
$319.9K |
| Oct 6, 2017 |
Oct 10, 2017 |
abrdn Emerging Markets ex-China Fund, Inc.
|
10% Owner |
Sell |
22.5
|
-27,181
|
-2.79%
|
✗
|
$244.3K |
| Sep 12, 2017 |
Sep 14, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
72.5
|
+8,908
|
0.80%
|
✗
|
$78K |
| Sep 8, 2017 |
Sep 12, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
82.5
|
+21,200
|
1.93%
|
✗
|
$184.8K |
| Sep 6, 2017 |
Sep 8, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
90.0
|
+39,275
|
3.71%
|
✗
|
$341.1K |
| Aug 10, 2017 |
Aug 21, 2017 |
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
10% Owner |
Sell |
16.3
|
-400
|
-100.00%
|
✗
|
$9M |
| Feb 7, 2017 |
Feb 9, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
72.5
|
+7,584
|
0.70%
|
✗
|
$64.5K |
| Feb 3, 2017 |
Feb 7, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
92.5
|
+59,526
|
5.81%
|
✗
|
$502.6K |
| Feb 1, 2017 |
Feb 3, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
82.5
|
+18,169
|
1.80%
|
✗
|
$153K |
| Jan 30, 2017 |
Feb 1, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
90.0
|
+31,812
|
3.26%
|
✗
|
$266.6K |
| Jan 26, 2017 |
Jan 30, 2017 |
HIGH INCOME SECURITIES FUND
|
10% Owner |
Buy |
90.0
|
+43,818
|
4.71%
|
✗
|
$369.5K |
| Dec 15, 2016 |
Dec 16, 2016 |
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC
|
10% Owner |
Sell |
22.5
|
-45,096
|
-1.04%
|
✗
|
$238.8K |
| Dec 13, 2016 |
Dec 15, 2016 |
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC
|
10% Owner |
Sell |
20.0
|
-91,134
|
-2.06%
|
✗
|
$485.2K |
| Aug 25, 2016 |
Aug 29, 2016 |
NXG NextGen Infrastructure Income Fund
|
10% Owner |
Buy |
82.5
|
+8,432
|
1.87%
|
✗
|
$139.6K |
| Aug 23, 2016 |
Aug 25, 2016 |
NXG NextGen Infrastructure Income Fund
|
10% Owner |
Buy |
72.5
|
+3,440
|
0.77%
|
✗
|
$56.7K |
| Aug 18, 2016 |
Aug 22, 2016 |
NXG NextGen Infrastructure Income Fund
|
10% Owner |
Buy |
68.8
|
+2,916
|
0.66%
|
✗
|
$47.7K |
| Aug 16, 2016 |
Aug 18, 2016 |
NXG NextGen Infrastructure Income Fund
|
10% Owner |
Buy |
82.5
|
+7,028
|
1.61%
|
✗
|
$113.5K |
| Aug 12, 2016 |
Aug 16, 2016 |
NXG NextGen Infrastructure Income Fund
|
10% Owner |
Buy |
82.5
|
+4,460
|
1.03%
|
✗
|
$71.9K |
| Aug 10, 2016 |
Aug 12, 2016 |
NXG NextGen Infrastructure Income Fund
|
10% Owner |
Buy |
68.8
|
+2,880
|
0.67%
|
✗
|
$45.4K |
| May 9, 2016 |
May 11, 2016 |
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC
|
10% Owner |
Buy |
85.0
|
+48,967
|
1.12%
|
✗
|
$261.9K |
| May 5, 2016 |
May 9, 2016 |
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC
|
10% Owner |
Buy |
72.5
|
+29,595
|
0.68%
|
✗
|
$156.7K |
| Apr 22, 2015 |
Apr 24, 2015 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
22.5
|
-14,611
|
-2.44%
|
✗
|
$223.2K |
| Apr 20, 2015 |
Apr 22, 2015 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
22.5
|
-8,751
|
-1.44%
|
✗
|
$132.5K |
| Feb 6, 2015 |
Feb 10, 2015 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
51.3
|
-1,036
|
-0.17%
|
✗
|
$15.5K |
| Jan 30, 2015 |
Feb 4, 2015 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
17.5
|
-129,542
|
-17.53%
|
✗
|
$3M |
| Jan 28, 2015 |
Jan 30, 2015 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
22.5
|
-13,000
|
-1.73%
|
✗
|
$210K |
| Jan 26, 2015 |
Jan 28, 2015 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
52.5
|
-200
|
-0.03%
|
✗
|
$3.4K |
| Jan 22, 2015 |
Jan 26, 2015 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
43.8
|
-2,667
|
-0.35%
|
✗
|
$49.1K |
| Jan 20, 2015 |
Jan 22, 2015 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
20.0
|
-52,845
|
-6.54%
|
✗
|
$974.8K |
| Jan 15, 2015 |
Jan 20, 2015 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
20.0
|
-20,226
|
-2.44%
|
✗
|
$375.7K |
| Dec 16, 2014 |
Dec 18, 2014 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
40.0
|
-3,100
|
-0.37%
|
✗
|
$59.2K |
| Dec 15, 2014 |
Dec 16, 2014 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
43.8
|
-1,987
|
-0.24%
|
✗
|
$38.1K |
| Dec 12, 2014 |
Dec 15, 2014 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
22.5
|
-9,264
|
-1.10%
|
✗
|
$177.5K |
| Dec 4, 2014 |
Dec 5, 2014 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
17.5
|
-147,044
|
-14.86%
|
✗
|
$2.9M |
| Dec 2, 2014 |
Dec 3, 2014 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
32.5
|
-7,949
|
-0.80%
|
✗
|
$180.1K |
| Nov 24, 2014 |
Dec 2, 2014 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
20.0
|
-17,521
|
-1.73%
|
✗
|
$395.1K |
| Nov 7, 2014 |
Nov 14, 2014 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Sell |
17.5
|
-44,947
|
-4.24%
|
✗
|
$1M |
| Mar 6, 2014 |
Mar 10, 2014 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Buy |
48.8
|
+500
|
0.05%
|
✗
|
$11.8K |
| Feb 26, 2014 |
Mar 6, 2014 |
Firsthand Technology Value Fund, Inc.
|
10% Owner |
Buy |
95.0
|
+55,751
|
5.58%
|
✗
|
$1.3M |