2025Q4
| Insider | Role (last 12 mo) | Shares held | Filed at |
|---|---|---|---|
| Lm Funding America, Inc. | — | 5,738,000 | Nov 1, 2022 |
| LMFAO Sponsor, LLC | — | 5,738,000 | Nov 1, 2022 |
| Dow Employees' Pension Plan Trust | — | 300,000 | Nov 1, 2022 |
| Union Carbide Employees' Pension Plan Trust | — | 200,000 | Nov 1, 2022 |
| Barnett Rick | — | 86,664 | Apr 16, 2024 |
| Exec date | Filing date | Insider | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Sep 9, 2025 | Towne Bradford K | Principal Accounting Officer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Aug 26, 2025 | Aug 28, 2025 | Van Heel Kenneth | Director | Buy | 91.3 | +35,000 | 243.06% | ✗ | $30.8K |
| Aug 22, 2025 | Aug 25, 2025 | Chung Kevin | Chief Medical Officer | Buy | 90.0 | +10,000 | 20.75% | ✗ | $8K |
| Jul 10, 2025 | Jul 16, 2025 | Baird Jennifer A | Director | Neutral | 90.0 | +4,000 | 14.29% | ✗ | - |
| Jun 4, 2025 | Jul 16, 2025 | Neuman John | Director | Neutral | 82.5 | +4,000 | 4.55% | ✗ | - |
| Jun 4, 2025 | Jul 16, 2025 | Vincent Bernadette N | Director | Neutral | 90.0 | +4,000 | 50.00% | ✗ | - |
| Jun 4, 2025 | Jul 16, 2025 | Van Heel Kenneth | Director | Neutral | 90.0 | +4,000 | 38.46% | ✗ | - |
| Jul 1, 2025 | Jul 3, 2025 | Chung Kevin | Chief Medical Officer | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jul 1, 2025 | Jul 3, 2025 | Schlorff Eric | CEO | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jun 4, 2025 | Jul 2, 2025 | Baird Jennifer A | Director | Buy | 90.0 | +10,000 | 55.56% | ✗ | $4.2K |
| Jun 24, 2025 | Jun 27, 2025 | Neuman John | Director | Buy | 91.3 | +40,000 | 100.00% | ✗ | $14.4K |
| May 20, 2025 | May 22, 2025 | Baird Jennifer A | Director | Buy | 91.3 | +10,000 | 100.00% | ✗ | $12.8K |
| May 20, 2025 | May 20, 2025 | Chung Kevin | Chief Medical Officer | Buy | 90.0 | +4,500 | 32.88% | ✗ | $5.6K |
| Apr 1, 2025 | Apr 3, 2025 | Chung Kevin | Chief Medical Officer | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Apr 1, 2025 | Apr 3, 2025 | Green David A | CFO | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jun 14, 2024 | Feb 27, 2025 | Neuman John | Director | Buy | 95.0 | +40,000 | 100.00% | ✗ | $153.2K |
| Dec 3, 2024 | Baird Jennifer A | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 13, 2024 | Dec 3, 2024 | Baird Jennifer A | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Nov 13, 2024 | Dec 3, 2024 | Vincent Bernadette N | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Dec 3, 2024 | Vincent Bernadette N | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 18, 2024 | Nov 19, 2024 | Chung Kevin | Chief Medical Officer | Buy | 90.0 | +4,250 | 45.05% | ✗ | $8.5K |
| Nov 15, 2024 | Nov 19, 2024 | Schlorff Eric | CEO | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Nov 13, 2024 | Nov 15, 2024 | Barnett Rick | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Nov 13, 2024 | Nov 15, 2024 | Van Heel Kenneth | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Nov 13, 2024 | Nov 15, 2024 | Neuman John | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Nov 13, 2024 | Nov 15, 2024 | Collins Allan | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Sep 30, 2024 | Oct 1, 2024 | Chung Kevin | Chief Medical Officer | Buy | 90.0 | +1,000 | 11.86% | ✗ | $4.3K |
| Apr 18, 2024 | Sep 9, 2024 | Green David A | CFO | Neutral | 90.0 | +10,323 | 100.00% | ✗ | - |
| Apr 12, 2024 | Sep 9, 2024 | Green David A | CFO | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jun 14, 2024 | Neuman John | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Apr 12, 2024 | Apr 16, 2024 | Green David A | CFO | Neutral | 90.0 | +752,500 | 100.00% | ✗ | - |
| Apr 12, 2024 | Apr 16, 2024 | Russell Richard D. | Director | Neutral | 90.0 | +32,322 | 115.53% | ✗ | - |
| Apr 12, 2024 | Apr 16, 2024 | Lobo Andres | Director | Neutral | 90.0 | +32,322 | 405.14% | ✗ | - |
| Apr 12, 2024 | Apr 16, 2024 | Barnett Rick | Director | Neutral | 90.0 | +70,264 | 428.44% | ✗ | - |
| Apr 12, 2024 | Apr 16, 2024 | Van Heel Kenneth | Director | Neutral | 90.0 | +43,564 | 37.43% | ✗ | - |
| Apr 12, 2024 | Apr 16, 2024 | Collins Allan | Director | Neutral | 90.0 | +37,943 | 231.36% | ✗ | - |
| Apr 12, 2024 | Apr 16, 2024 | Rodgers Bruce M. | Director | Neutral | 90.0 | +36,537 | 457.97% | ✗ | - |
| Jan 22, 2024 | Green David A | CFO | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 29, 2023 | Nov 29, 2023 | Schlorff Eric | CEO | Neutral | 85.0 | +60,248 | 7.75% | ✗ | - |
| Nov 29, 2023 | Nov 29, 2023 | Chung Kevin | Chief Medical Officer | Neutral | 90.0 | +63,422 | 43.02% | ✗ | - |
| Sep 22, 2023 | Nov 29, 2023 | Baron Caryl | CFO | Neutral | 90.0 | +35,363 | 33.84% | ✗ | - |
| Aug 31, 2023 | Nov 28, 2023 | Chung Kevin | Chief Medical Officer | Neutral | 90.0 | +28,125 | 33.07% | ✗ | - |
| Aug 31, 2023 | Nov 28, 2023 | Schlorff Eric | CEO | Neutral | 82.5 | +33,750 | 4.80% | ✗ | - |
| Aug 15, 2023 | Nov 28, 2023 | Schlorff Eric | CEO | Neutral | 82.5 | +20,317 | 2.98% | ✗ | - |
| Nov 22, 2023 | Nov 27, 2023 | Van Heel Kenneth | Director | Buy | 91.3 | +100,000 | 609.76% | ✗ | $40K |
| Sep 15, 2023 | Sep 19, 2023 | Baron Caryl | CFO | Neutral | 82.5 | +4,110 | 4.09% | ✗ | - |
| Sep 15, 2023 | Sep 19, 2023 | Chung Kevin | Chief Medical Officer | Neutral | 90.0 | +34,257 | 28.49% | ✗ | - |
| Sep 15, 2023 | Sep 19, 2023 | Schlorff Eric | CEO | Neutral | 85.0 | +41,109 | 5.56% | ✗ | - |
| Aug 31, 2023 | Sep 12, 2023 | Chung Kevin | Chief Medical Officer | Neutral | 90.0 | +35,178 | 41.36% | ✗ | - |
| Aug 31, 2023 | Sep 12, 2023 | Schlorff Eric | CEO | Neutral | 82.5 | +35,178 | 5.00% | ✗ | - |
| Aug 31, 2023 | Sep 12, 2023 | Baron Caryl | CFO | Neutral | 82.5 | +3,374 | 3.48% | ✗ | - |
| Aug 15, 2023 | Aug 17, 2023 | Chung Kevin | Chief Medical Officer | Neutral | 90.0 | +16,930 | 24.85% | ✗ | - |
| Aug 15, 2023 | Aug 17, 2023 | Schlorff Eric | CEO | Neutral | 82.5 | +21,176 | 3.10% | ✗ | - |
| Aug 15, 2023 | Aug 17, 2023 | Baron Caryl | CFO | Neutral | 77.5 | +2,031 | 2.14% | ✗ | - |
| Jun 23, 2023 | Jun 27, 2023 | Schlorff Eric | CEO | Neutral | 90.0 | +417,386 | 157.50% | ✗ | - |
| Jun 9, 2023 | Jun 13, 2023 | Baron Caryl | CFO | Sell | 90.0 | +41,799 | 78.58% | ✗ | $7.9K |
| May 30, 2023 | Jun 1, 2023 | Chung Kevin | Chief Medical Officer | Buy | 90.0 | +12,543 | 22.57% | ✗ | $6K |
| May 25, 2023 | May 30, 2023 | Russell Richard D. | Director | Buy | 91.3 | +20,000 | 250.69% | ✗ | $10K |
| May 18, 2023 | May 22, 2023 | Chung Kevin | Chief Medical Officer | Buy | 90.0 | +7,500 | 15.60% | ✗ | $5.2K |
| Apr 6, 2023 | Apr 10, 2023 | Rodgers Bruce M. | Director | Neutral | 90.0 | +7,978 | 100.00% | ✗ | - |
| Apr 6, 2023 | Apr 10, 2023 | Baron Caryl | CFO | Neutral | 90.0 | +11,080 | 26.31% | ✗ | - |
| Apr 6, 2023 | Apr 10, 2023 | Schlorff Eric | CEO | Neutral | 90.0 | +66,483 | 33.49% | ✗ | - |
| Apr 6, 2023 | Apr 10, 2023 | Collins Allan | Director | Neutral | 90.0 | +7,978 | 94.73% | ✗ | - |
| Apr 6, 2023 | Apr 10, 2023 | Van Heel Kenneth | Director | Neutral | 90.0 | +7,978 | 94.73% | ✗ | - |
| Apr 6, 2023 | Apr 10, 2023 | Barnett Rick | Director | Neutral | 90.0 | +7,978 | 94.73% | ✗ | - |
| Apr 6, 2023 | Apr 10, 2023 | Lobo Andres | Director | Neutral | 90.0 | +7,978 | 100.00% | ✗ | - |
| Apr 6, 2023 | Apr 10, 2023 | Russell Richard D. | Director | Neutral | 90.0 | +7,978 | 100.00% | ✗ | - |
| Apr 5, 2022 | Apr 7, 2023 | Chung Kevin | Chief Medical Officer | Buy | 90.0 | +48,082 | 100.00% | ✗ | $7K |
| Oct 28, 2022 | Nov 1, 2022 | Union Carbide Employees' Pension Plan Trust | 10% Owner | Neutral | 90.0 | +2,966,555 | 100.00% | ✗ | - |
| Oct 28, 2022 | Nov 1, 2022 | Dow Employees' Pension Plan Trust | 10% Owner | Neutral | 90.0 | +4,449,841 | 100.00% | ✗ | - |
| Nov 1, 2022 | Union Carbide Employees' Pension Plan Trust | 10% Owner | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 1, 2022 | Dow Employees' Pension Plan Trust | 10% Owner | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Oct 28, 2022 | Nov 1, 2022 | Baron Caryl | CFO | Neutral | 90.0 | +42,112 | 100.00% | ✗ | - |
| Oct 28, 2022 | Nov 1, 2022 | Van Heel Kenneth | Director | Neutral | 90.0 | +8,422 | 100.00% | ✗ | - |
| Oct 28, 2022 | Nov 1, 2022 | Collins Allan | Director | Neutral | 90.0 | +8,422 | 100.00% | ✗ | - |
| Oct 28, 2022 | Nov 1, 2022 | Schlorff Eric | CEO | Neutral | 90.0 | +198,530 | 100.00% | ✗ | - |
| Oct 28, 2022 | Nov 1, 2022 | Barnett Rick | Director | Neutral | 90.0 | +8,422 | 100.00% | ✗ | - |
| Nov 1, 2022 | Collins Allan | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 1, 2022 | Van Heel Kenneth | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 1, 2022 | Chung Kevin | Chief Medical Officer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 1, 2022 | Lobo Andres | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 1, 2022 | Barnett Rick | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 1, 2022 | Schlorff Eric | CEO | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 1, 2022 | Baron Caryl | Officer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Oct 28, 2022 | Nov 1, 2022 | LM FUNDING AMERICA, INC. | 10% Owner | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Oct 28, 2022 | Nov 1, 2022 | LMFAO Sponsor, LLC | 10% Owner | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 26, 2021 | LMFAO Sponsor, LLC | 10% Owner | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jan 26, 2021 | TRABER MARTIN A | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jan 25, 2021 | Russell Richard D. | CFO | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jan 25, 2021 | Rodgers Bruce M. | CEO | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jan 25, 2021 | LM FUNDING AMERICA, INC. | 10% Owner | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jan 25, 2021 | Burson Craig E | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jan 25, 2021 | Bennett Bruce H | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |