2025Q4
| Insider | Role (last 12 mo) | Shares held | Filed at |
|---|---|---|---|
| Grimes Thomas Michael | Other | 15,000 | Aug 10, 2023 |
| Morris Everett L | Director | 10,000 | Jan 25, 2008 |
| Sorenson Ronald James | Other | 5,000 | Oct 13, 2006 |
| Papasan Larry W | Director | 3,745 | Jun 14, 2022 |
| Legg JoEllen | Director | 3,197.26 | Dec 17, 2024 |
| Exec date | Filing date | Insider | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Oct 30, 2025 | Nov 12, 2025 | Rhame Joseph Burns III | Other | Buy | 60.0 | +56 | 0.42% | ✗ | $2.2K |
| Dec 2, 2024 | Oct 27, 2025 | Rhame Joseph Burns III | Other | Buy | 82.5 | +3,345 | 1.37% | ✗ | $124.6K |
| Dec 2, 2024 | Oct 27, 2025 | Rhame Joseph Burns III | Other | Buy | 82.5 | +3,323 | 1.43% | ✗ | $123.8K |
| Dec 16, 2024 | Dec 17, 2024 | Legg JoEllen | Director | Buy | 90.0 | +298 | 10.28% | ✗ | $9.8K |
| Nov 15, 2024 | Nov 18, 2024 | Legg JoEllen | Director | Buy | 90.0 | +294 | 11.35% | ✗ | $9.8K |
| Nov 30, 2023 | Nov 14, 2024 | Rhame Joseph Burns III | Other | Buy | 61.3 | +803 | 0.34% | ✗ | $21.9K |
| Oct 15, 2024 | Oct 16, 2024 | Legg JoEllen | Director | Buy | 90.0 | +300 | 13.25% | ✗ | $9.8K |
| Sep 17, 2024 | Sep 19, 2024 | Legg JoEllen | Director | Buy | 90.0 | +310 | 15.86% | ✗ | $9.8K |
| Mar 25, 2024 | Mar 27, 2024 | Legg JoEllen | Director | Buy | 95.0 | +1,890 | 100.00% | ✗ | $50K |
| Mar 30, 2023 | Dec 15, 2023 | Rhame Joseph Burns III | Other | Buy | 61.3 | +525 | 0.36% | ✗ | $14K |
| Mar 30, 2023 | Dec 15, 2023 | Rhame Joseph Burns III | Other | Buy | 61.3 | +525 | 0.36% | ✗ | $14K |
| Aug 31, 2023 | Oct 24, 2023 | GRIMES THOMAS MICHAEL | Other | Sell | 20.0 | -15,000 | -33.09% | ✗ | $353.9K |
| Aug 10, 2023 | GRIMES THOMAS MICHAEL | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| May 9, 2023 | REAVES W H & CO INC | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Feb 28, 2023 | Mar 17, 2023 | Rhame Joseph Burns III | Other | Buy | 95.0 | +2,046 | 29.62% | ✗ | $55.9K |
| Dec 30, 2022 | Feb 15, 2023 | Rhame Joseph Burns III | Other | Buy | 95.0 | +1,695 | 32.53% | ✗ | $50.2K |
| Sep 30, 2022 | Dec 15, 2022 | Rhame Joseph Burns III | Other | Buy | 60.0 | +95 | 0.31% | ✗ | $2.7K |
| Nov 3, 2022 | Swenson Bradley J | Fund CCO | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Oct 13, 2022 | Moore Christopher | Secretary | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Sep 30, 2022 | Oct 4, 2022 | Rhame Joseph Burns III | Other | Buy | 91.3 | +800 | 18.53% | ✗ | $22.3K |
| Sep 21, 2022 | Sep 23, 2022 | Rhame Joseph Burns III | Other | Buy | 86.3 | +390 | 9.93% | ✗ | $12K |
| Jun 2, 2021 | Sep 23, 2022 | Rhame Joseph Burns III | Other | Buy | 61.3 | +319 | 0.28% | ✗ | $10.7K |
| Mar 27, 2020 | Sep 23, 2022 | Rhame Joseph Burns III | Other | Buy | 60.0 | +292 | 0.28% | ✗ | $9.3K |
| Jun 14, 2022 | PAPASAN LARRY W | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| May 3, 2022 | Legg JoEllen | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| May 3, 2022 | Legg JoEllen | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Dec 9, 2021 | Panella Jennell | Treasurer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 17, 2021 | Panella Jennell | Treasurer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| May 29, 2020 | Nov 5, 2021 | HARMKE THOMAS W | Other | Sell | 27.5 | -237 | -5.01% | ✗ | $8.1K |
| Jun 11, 2021 | Swenson Bradley J | President | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jun 11, 2021 | McEwen Kelly | Treasurer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jun 11, 2021 | Gilomen Karen S | Secretary | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jun 10, 2021 | Rettinger Erich | Treasurer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jun 10, 2021 | Khwaja-Dixon Sareena | Secretary | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Sep 10, 2020 | Sep 11, 2020 | CIMINO LOUIS FRANCISCO | Other | Buy | 86.3 | +1,000 | 7.17% | ✗ | $31.6K |
| Jun 23, 2020 | McEwen Kelly | Treasurer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Apr 22, 2020 | HARMKE THOMAS W | Officer of Investment Adviser | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Feb 28, 2020 | Mar 2, 2020 | CIMINO LOUIS FRANCISCO | Other | Buy | 83.8 | +400 | 2.95% | ✗ | $12.8K |
| Jan 14, 2020 | Feb 28, 2020 | Rhame Joseph Burns III | Other | Buy | 77.5 | +194 | 1.00% | ✗ | $7.1K |
| Feb 25, 2020 | Feb 27, 2020 | CIMINO LOUIS FRANCISCO | Other | Buy | 83.8 | +400 | 3.04% | ✗ | $14.7K |
| Aug 28, 2019 | Jan 2, 2020 | Rhame Joseph Burns III | Other | Buy | 85.0 | +232 | 8.04% | ✗ | $8.6K |
| Oct 31, 2017 | Aug 5, 2019 | Rhame Joseph Burns III | Other | Buy | 95.0 | +2,188 | 12.79% | ✗ | $79.1K |
| Jan 5, 2018 | Jul 8, 2019 | WILHELM ROWLAND OTTO JR | Other | Sell | 27.5 | -217 | -2.00% | ✗ | $8.1K |
| Jun 4, 2019 | Swenson Bradley J | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Oct 31, 2017 | Jan 2, 2019 | SORENSON RONALD JAMES | Other | Buy | 72.5 | +2,988 | 0.78% | ✗ | $88.6K |
| Dec 27, 2018 | Dec 28, 2018 | CIMINO LOUIS FRANCISCO | Other | Buy | 67.5 | +100 | 0.77% | ✗ | $2.8K |
| Dec 18, 2018 | Dec 19, 2018 | CIMINO LOUIS FRANCISCO | Other | Buy | 77.5 | +225 | 1.75% | ✗ | $6.8K |
| Sep 27, 2018 | Sep 28, 2018 | CIMINO LOUIS FRANCISCO | Other | Buy | 77.5 | +225 | 1.78% | ✗ | $6.8K |
| Jun 5, 2018 | Jun 6, 2018 | CIMINO LOUIS FRANCISCO | Other | Buy | 77.5 | +250 | 2.02% | ✗ | $7.1K |
| Mar 15, 2018 | Mar 19, 2018 | CIMINO LOUIS FRANCISCO | Other | Buy | 77.5 | +200 | 1.65% | ✗ | $5.7K |
| Dec 6, 2017 | Dec 20, 2017 | WILHELM ROWLAND OTTO JR | Other | Buy | 90.0 | +251 | 94.14% | ✗ | $7.6K |
| Dec 8, 2017 | PAPASAN LARRY W | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Oct 16, 2017 | Oct 18, 2017 | MAY JEREMY O | Other | Buy | 90.0 | +200 | 12.25% | ✗ | $6K |
| Oct 11, 2017 | Oct 18, 2017 | MAY JEREMY O | Other | Buy | 91.3 | +408 | 33.33% | ✗ | $12.2K |
| Oct 16, 2017 | Oct 17, 2017 | MAY JEREMY O | Other | Buy | 90.0 | +200 | 16.34% | ✗ | $6K |
| Oct 11, 2017 | Oct 13, 2017 | WILHELM ROWLAND OTTO JR | Other | Buy | 90.0 | +67 | 33.50% | ✗ | $2K |
| May 31, 2016 | Oct 13, 2017 | SORENSON RONALD JAMES | Other | Buy | 87.5 | +8,029 | 2.55% | ✗ | $244.9K |
| Oct 11, 2017 | Oct 13, 2017 | FERER WILLIAM AVRUM | Other | Buy | 91.3 | +700 | 14.00% | ✗ | $21K |
| Oct 11, 2017 | Oct 13, 2017 | WEEKS BRIAN WALLACE | Other | Buy | 90.0 | +133 | 19.97% | ✗ | $4K |
| Oct 13, 2017 | Rhame Joseph Burns III | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Oct 11, 2017 | Oct 13, 2017 | CIMINO LOUIS FRANCISCO | Other | Buy | 95.0 | +4,089 | 50.69% | ✗ | $122.4K |
| Aug 22, 2017 | WILHELM ROWLAND OTTO JR | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Dec 7, 2016 | Dec 14, 2016 | Bartlett John Prentiss | Other | Sell | 27.5 | -176 | -2.35% | ✗ | $5.3K |
| Nov 10, 2016 | PAPASAN LARRY W | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Oct 12, 2016 | Legg JoEllen | Secretary | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Oct 11, 2016 | Legg JoEllen | Secretary | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Oct 6, 2016 | Oct 11, 2016 | CIMINO LOUIS FRANCISCO | Other | Buy | 82.5 | +250 | 3.20% | ✗ | $7.3K |
| Oct 6, 2016 | Gilomen Karen S | Secretary | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jun 28, 2016 | Jun 30, 2016 | CIMINO LOUIS FRANCISCO | Other | Buy | 77.5 | +150 | 1.96% | ✗ | $4.7K |
| Dec 31, 2015 | May 26, 2016 | SORENSON RONALD JAMES | Other | Buy | 68.8 | +518 | 0.53% | ✗ | $14.6K |
| Apr 15, 2016 | Apr 18, 2016 | CIMINO LOUIS FRANCISCO | Other | Buy | 77.5 | +100 | 1.32% | ✗ | $3K |
| Jan 8, 2016 | Jan 11, 2016 | CIMINO LOUIS FRANCISCO | Other | Buy | 77.5 | +100 | 1.34% | ✗ | $2.6K |
| Dec 21, 2015 | Dec 29, 2015 | FERER WILLIAM AVRUM | Other | Buy | 91.3 | +1,168 | 30.48% | ✗ | $28K |
| Dec 21, 2015 | Dec 24, 2015 | PORTER TIMOTHY OTTAVIANO | Other | Buy | 90.0 | +400 | 100.00% | ✗ | $9.6K |
| Aug 31, 2015 | Dec 23, 2015 | SORENSON RONALD JAMES | Other | Buy | 95.0 | +4,550 | 39.62% | ✗ | $110.2K |
| Dec 21, 2015 | Dec 23, 2015 | MAY JEREMY O | Other | Buy | 90.0 | +245 | 25.03% | ✗ | $5.9K |
| Dec 23, 2015 | WEEKS BRIAN WALLACE | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Dec 21, 2015 | Dec 23, 2015 | CIMINO LOUIS FRANCISCO | Other | Buy | 95.0 | +2,467 | 49.34% | ✗ | $59.2K |
| Dec 21, 2015 | Dec 22, 2015 | MAY JEREMY O | Other | Buy | 90.0 | +245 | 33.38% | ✗ | $5.9K |
| Dec 21, 2015 | Dec 22, 2015 | ANSTINE MARY K | Other | Buy | 91.3 | +445 | 33.36% | ✗ | $10.7K |
| Dec 16, 2015 | Uhl Theodore | CCO | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Dec 15, 2015 | PAPASAN LARRY W | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Oct 26, 2015 | Oct 27, 2015 | CIMINO LOUIS FRANCISCO | Other | Buy | 86.3 | +400 | 8.70% | ✗ | $12K |
| Oct 19, 2015 | Gossard Cory J | Chief Compliance Officer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Oct 5, 2015 | Legg JoEllen | Secretary | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Oct 5, 2015 | WELSH JENNIFER T | CCO | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Mar 31, 2014 | Aug 13, 2015 | SORENSON RONALD JAMES | Other | Buy | 72.5 | +1,805 | 1.00% | ✗ | $53.7K |
| Aug 3, 2015 | Cory John Allen Tison | Secretary | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Mar 16, 2015 | WELSH JENNIFER T | Secretary | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Mar 12, 2015 | Mar 13, 2015 | CIMINO LOUIS FRANCISCO | Other | Buy | 77.5 | +100 | 2.22% | ✗ | $3K |
| Jan 13, 2015 | PAPASAN LARRY W | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jul 17, 2014 | Tyler Tane T | Secretary | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jun 4, 2014 | Gossard Cory J | Chief Compliance Officer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jun 2, 2014 | Uhl Theodore | Chief Compliance Officer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Dec 31, 2013 | Mar 27, 2014 | SORENSON RONALD JAMES | Other | Buy | 95.0 | +2,010 | 26.23% | ✗ | $55.2K |
| Mar 14, 2014 | Johnson Lauren Elizabeth | Treasurer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Dec 18, 2013 | Dec 20, 2013 | SORENSON RONALD JAMES | Other | Buy | 95.0 | +5,000 | 187.48% | ✗ | $121.9K |
| Dec 12, 2013 | Kerschen Jill | Assistant Treasurer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 20, 2013 | Cory John Allen Tison | Secretary | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 20, 2013 | PAPASAN LARRY W | Other | Neutral | 52.5 | - | 0.00% | ✗ | - |