LIGHTPATH TECHNOLOGIES INC

LPTH

Form 4 • Statement of Changes in Beneficial Ownership

SEC Accession Number: 0001437749-26-006959
Filing date: Mar 4, 2026
Earliest execution date: Mar 2, 2026

Summary

Type

Sell

Net shares

-674,995

% of shares

-18.27%

Amount (USD)

$8,180,640

Insider confidence score

16.3 out of 100

Negative

  • Large discretionary sell (≥1% of shares)
  • Huge sell amount ($5M+)

Stock transactions

Transaction 1

Security

Class A Common Stock

Action

Exercise

Date

2026-03-02

Code

C

Net shares

+740,000.0

Price per Share

$2.15

Amount (USD)

$1,591,000.00

Acquired/Disposed

Acquired

Shares Owned Before

2,955,522.0

Shares Owned After

3,695,522.0

Transaction 2

Security

Class A Common Stock

Action

Sell

Date

2026-03-02

Code

S

Net shares

-238,991.0

Price per Share

$12.03

Amount (USD)

$2,875,061.73

Acquired/Disposed

Disposed

Shares Owned Before

3,695,522.0

Shares Owned After

3,456,531.0

Transaction 3

Security

Class A Common Stock

Action

Sell

Date

2026-03-03

Code

S

Net shares

-381,004.0

Price per Share

$12.18

Amount (USD)

$4,640,628.72

Acquired/Disposed

Disposed

Shares Owned Before

3,456,531.0

Shares Owned After

3,075,527.0

Transaction 4

Security

Class A Common Stock

Action

Sell

Date

2026-03-04

Code

S

Net shares

-55,000.0

Price per Share

$12.09

Amount (USD)

$664,950.00

Acquired/Disposed

Disposed

Shares Owned Before

3,075,527.0

Shares Owned After

3,020,527.0

Derivative Transactions

Transaction 1

Security

Series G Convertible Preferred Stock

Action

Exercise

Date

2026-03-02

Code

C

Net shares

-1,591.0

Acquired/Disposed

Disposed

Shares Owned Before

17,317.6

Shares Owned After

15,726.6

Filing's footnotes

1. The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0002 to $12.1608, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.

3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.30, inclusive.

4. The price reported in Column 4 isa weighted average price. These shares were sold in multiple transactions at prices ranging from $12.02 to $12.164 inclusive.

5. The preferred stock is perpetual and therefore has no expiration date.

This page is for informational purposes only. While we strive for accuracy, the summary may contain inaccuracies or omissions. Please refer to the official SEC filing for authoritative information. Open the SEC filing.