AWM Investment Company, Inc. (CIK 0001535264)

Latest company ownership

Shares held
9,399,297
Last filed at
Mar 17, 2023
Confidence Score
50.0
2025Q4
Confidence Score History
2021Q3 2025Q4
Role: 10% Owner
Shares held
5,649,544
Last filed at
Nov 5, 2024
Confidence Score
49.9
2025Q4
Confidence Score History
2015Q4 2025Q4
Role: 10% Owner
Shares held
2,643,745
Last filed at
Dec 29, 2017
Confidence Score
50.0
2025Q4
Confidence Score History
2017Q3 2025Q4
Shares held
2,043,290
Last filed at
Nov 15, 2019
Confidence Score
50.0
2025Q4
Confidence Score History
2019Q4 2025Q4
Shares held
2,000,000
Last filed at
Jun 9, 2020
Confidence Score
50.0
2025Q4
Confidence Score History
2019Q3 2025Q4
Role: 10% Owner
Shares held
1,942,706
Last filed at
May 9, 2025
Confidence Score
48.7
2025Q4
Confidence Score History
2025Q2 2025Q4
Role: 10% Owner
Shares held
1,492,043
Last filed at
Aug 14, 2017
Confidence Score
50.0
2025Q4
Confidence Score History
2017Q2 2025Q4
Role: 10% Owner
Shares held
1,477,722
Last filed at
Mar 21, 2016
Confidence Score
50.0
2025Q4
Confidence Score History
2015Q1 2025Q4
Role: 10% Owner
Shares held
1,221,528
Last filed at
May 22, 2019
Confidence Score
50.0
2025Q4
Confidence Score History
2019Q1 2025Q4
Role: 10% Owner
Shares held
1,212,836
Last filed at
Dec 17, 2024
Confidence Score
49.9
2025Q4
Confidence Score History
2024Q2 2025Q4
Role: 10% Owner
Shares held
1,159,075
Last filed at
Oct 12, 2021
Confidence Score
50.0
2025Q4
Confidence Score History
2021Q2 2025Q4
Role: 10% Owner
Shares held
1,099,954
Last filed at
Jun 8, 2015
Confidence Score
50.0
2025Q4
Confidence Score History
2015Q2 2025Q4
Shares held
854,040
Last filed at
Mar 29, 2016
Confidence Score
50.0
2025Q4
Confidence Score History
2015Q1 2025Q4
Role: 10% Owner
Shares held
568,216
Last filed at
Sep 26, 2017
Confidence Score
50.0
2025Q4
Confidence Score History
2017Q3 2025Q4
Shares held
251,562
Last filed at
Mar 14, 2018
Confidence Score
50.0
2025Q4
Confidence Score History
2016Q4 2025Q4
Role: 10% Owner
Shares held
105,959
Last filed at
Oct 15, 2019
Confidence Score
50.0
2025Q4
Confidence Score History
2015Q2 2025Q4
Shares held
100,000
Last filed at
Dec 30, 2015
Confidence Score
50.0
2025Q4
Confidence Score History
2015Q3 2025Q4
Shares held
0
Last filed at
Feb 17, 2016
Confidence Score
50.0
2025Q4
Confidence Score History
2015Q4 2025Q4

Recent buy/sell transactions

Exec date Filing date Company Role Signal Confidence Shares % of shares Under plan? Amount (USD)
May 7, 2025 May 9, 2025 GAIA, INC 10% Owner Sell 22.5 -20,000 -1.02% $103.4K
Dec 13, 2024 Dec 17, 2024 urban-gro, Inc. 10% Owner Sell 26.3 -18,802 -1.53% $22.5K
Dec 10, 2024 Dec 12, 2024 urban-gro, Inc. 10% Owner Sell 22.5 -58,331 -4.52% $71.1K
Dec 5, 2024 Dec 9, 2024 urban-gro, Inc. 10% Owner Sell 22.5 -55,676 -4.14% $69.8K
Nov 26, 2024 Nov 29, 2024 urban-gro, Inc. 10% Owner Sell 22.5 -52,185 -1.90% $72.3K
Nov 19, 2024 Nov 21, 2024 urban-gro, Inc. 10% Owner Sell 52.5 -75 -0.01% $114.8
Nov 14, 2024 Nov 18, 2024 urban-gro, Inc. 10% Owner Sell 26.3 -22,920 -1.61% $35.7K
Nov 11, 2024 Nov 13, 2024 urban-gro, Inc. 10% Owner Sell 26.3 -20,006 -1.39% $29.3K
Nov 6, 2024 Nov 8, 2024 urban-gro, Inc. 10% Owner Sell 45.0 -3,200 -0.22% $5.4K
Nov 1, 2024 Nov 5, 2024 Genasys Inc. 10% Owner Sell 20.0 -100,000 -1.74% $367.7K
Apr 15, 2024 Apr 17, 2024 urban-gro, Inc. 10% Owner Sell 52.5 -1,000 -0.07% $1.7K
Sep 28, 2023 Oct 2, 2023 Genasys Inc. 10% Owner Buy 100.0 +1,400,000 32.19% $2.8M
Mar 16, 2023 Mar 17, 2023 DESTINATION XL GROUP, INC. 10% Owner Sell 40.0 -26,677 -0.28% $165.2K
Feb 2, 2023 Feb 6, 2023 DESTINATION XL GROUP, INC. 10% Owner Sell 51.3 -2,500 -0.03% $18.8K
Jan 26, 2023 Jan 30, 2023 DESTINATION XL GROUP, INC. 10% Owner Sell 37.5 -36,356 -0.38% $271.4K
Jan 11, 2023 Jan 13, 2023 DESTINATION XL GROUP, INC. 10% Owner Sell 20.0 -121,800 -1.27% $854.6K
Nov 23, 2022 Nov 28, 2022 DESTINATION XL GROUP, INC. 10% Owner Sell 20.0 -133,804 -1.38% $957.4K
Nov 16, 2022 Nov 18, 2022 DESTINATION XL GROUP, INC. 10% Owner Sell 17.5 -150,000 -1.52% $1M
Aug 23, 2022 Aug 25, 2022 DESTINATION XL GROUP, INC. 10% Owner Sell 20.0 -173,031 -1.72% $741.5K
Aug 18, 2022 Aug 22, 2022 DESTINATION XL GROUP, INC. 10% Owner Sell 20.0 -215,212 -2.10% $931.9K
Aug 15, 2022 Aug 17, 2022 DESTINATION XL GROUP, INC. 10% Owner Sell 37.5 -84,502 -0.27% $372.8K
Aug 10, 2022 Aug 12, 2022 DESTINATION XL GROUP, INC. 10% Owner Sell 17.5 -627,255 -5.72% $2.7M
Apr 19, 2022 Apr 21, 2022 DESTINATION XL GROUP, INC. 10% Owner Sell 20.0 -111,359 -1.00% $582.5K
Sep 8, 2021 Sep 10, 2021 DESTINATION XL GROUP, INC. 10% Owner Sell 40.0 -29,318 -0.26% $208.6K
May 10, 2021 May 12, 2021 INVO Fertility, Inc. 10% Owner Buy 55.0 +1,000 0.09% $3.8K
Apr 8, 2021 May 11, 2021 INVO Fertility, Inc. 10% Owner Buy 75.0 +105,255 0.72% $420.5K
Dec 8, 2020 Dec 10, 2020 Genasys Inc. 10% Owner Sell 20.0 -58,403 -1.32% $405.4K
Dec 3, 2020 Dec 7, 2020 Genasys Inc. 10% Owner Sell 30.0 -37,788 -0.85% $257.5K
Nov 30, 2020 Dec 3, 2020 Genasys Inc. 10% Owner Sell 17.5 -201,949 -4.35% $1.4M
Nov 30, 2020 Dec 2, 2020 Genasys Inc. 10% Owner Sell 17.5 -201,949 -4.35% $1.4M
Oct 9, 2020 Oct 13, 2020 Genasys Inc. 10% Owner Sell 20.0 -50,000 -1.06% $327.8K
Oct 5, 2020 Oct 7, 2020 Genasys Inc. 10% Owner Sell 51.3 -2,275 -0.05% $14.6K
Sep 28, 2020 Sep 30, 2020 Genasys Inc. 10% Owner Sell 20.0 -75,000 -1.57% $459K
Aug 25, 2020 Aug 27, 2020 Genasys Inc. 10% Owner Sell 52.5 -100 0.00% $500
Jul 21, 2020 Jul 23, 2020 Genasys Inc. 10% Owner Sell 32.5 -43,647 -0.91% $206.6K
Feb 12, 2020 Feb 14, 2020 Genasys Inc. 10% Owner Sell 32.5 -32,000 -0.66% $107.5K
Nov 14, 2019 Nov 15, 2019 LIQTECH INTERNATIONAL INC 10% Owner Sell 20.0 -130,000 -5.98% $651.5K
Oct 9, 2019 Oct 15, 2019 Ideal Power Inc. 10% Owner Sell 20.0 -134,076 -27.94% $327.8K
Sep 24, 2019 Sep 26, 2019 Ideal Power Inc. 10% Owner Sell 26.3 -3,145 -1.29% $15.8K
Aug 9, 2019 Aug 13, 2019 InfuSystem Holdings, Inc 10% Owner Buy 72.5 +16,650 0.84% $78.9K
Aug 2, 2019 Aug 6, 2019 Genasys Inc. 10% Owner Sell 20.0 -100,000 -2.02% $401.9K
May 14, 2019 May 22, 2019 OptimizeRx Corp 10% Owner Sell 20.0 -42,874 -3.39% $583.2K
May 14, 2019 May 17, 2019 OptimizeRx Corp 10% Owner Sell 20.0 -42,874 -3.39% $583.2K
May 9, 2019 May 13, 2019 OptimizeRx Corp 10% Owner Sell 17.5 -82,126 -3.14% $1.1M
Mar 15, 2019 Mar 19, 2019 OptimizeRx Corp 10% Owner Sell 20.0 -21,397 -1.56% $322.1K
Jun 20, 2018 Jun 22, 2018 Genasys Inc. 10% Owner Buy 95.0 +407,200 8.96% $1M
Jun 15, 2018 Jun 19, 2018 Genasys Inc. 10% Owner Buy 100.0 +564,549 14.19% $1.2M
Jun 7, 2018 Jun 8, 2018 Genasys Inc. 10% Owner Sell 43.8 -10,800 -0.27% $21.6K
Mar 12, 2018 Mar 14, 2018 Ernexa Therapeutics Inc. 10% Owner Sell 22.5 -36,679 -12.73% $235.1K
Dec 27, 2017 Dec 29, 2017 XWELL, Inc. 10% Owner Sell 22.5 -110,000 -3.99% $167.5K
Dec 21, 2017 Dec 26, 2017 XWELL, Inc. 10% Owner Sell 20.0 -200,000 -6.77% $300.1K
Nov 28, 2017 Nov 30, 2017 Ernexa Therapeutics Inc. 10% Owner Sell 22.5 -22,835 -7.34% $116.6K
Sep 22, 2017 Sep 26, 2017 IZEA Worldwide, Inc. 10% Owner Sell 17.5 -450,000 -44.19% $2.6M
Sep 18, 2017 Sep 20, 2017 Ernexa Therapeutics Inc. 10% Owner Sell 52.5 -86 -0.03% $623.5
Sep 13, 2017 Sep 15, 2017 XWELL, Inc. 10% Owner Sell 52.5 -800 -0.03% $1.1K
Sep 8, 2017 Sep 12, 2017 Ernexa Therapeutics Inc. 10% Owner Sell 52.5 -307 -0.10% $2.2K
Aug 31, 2017 Sep 5, 2017 Ernexa Therapeutics Inc. 10% Owner Sell 52.5 -550 -0.18% $4.1K
Aug 28, 2017 Aug 30, 2017 Ernexa Therapeutics Inc. 10% Owner Sell 36.3 -2,300 -0.73% $17.1K
Aug 23, 2017 Aug 25, 2017 Ernexa Therapeutics Inc. 10% Owner Sell 36.3 -2,566 -0.81% $19.2K
Aug 18, 2017 Aug 22, 2017 Ernexa Therapeutics Inc. 10% Owner Sell 52.5 -458 -0.14% $3.6K
Aug 15, 2017 Aug 17, 2017 Ernexa Therapeutics Inc. 10% Owner Sell 45.0 -755 -0.24% $5.7K
Aug 11, 2017 Aug 15, 2017 Ernexa Therapeutics Inc. 10% Owner Sell 26.3 -6,093 -1.88% $45.8K
Aug 3, 2017 Aug 4, 2017 Intellicheck, Inc. 10% Owner Sell 43.8 -5,100 -0.34% $12.7K
Jul 31, 2017 Aug 2, 2017 Intellicheck, Inc. 10% Owner Sell 22.5 -28,696 -1.88% $86.8K
Jul 25, 2017 Jul 27, 2017 Intellicheck, Inc. 10% Owner Sell 43.8 -4,035 -0.26% $13.8K
Jul 21, 2017 Jul 24, 2017 Intellicheck, Inc. 10% Owner Sell 22.5 -32,135 -2.06% $113.3K
Jul 11, 2017 Jul 13, 2017 Intellicheck, Inc. 10% Owner Sell 22.5 -63,452 -3.90% $235.6K
Jun 7, 2017 Jun 9, 2017 Intellicheck, Inc. 10% Owner Sell 22.5 -21,000 -1.27% $87.3K
Jun 2, 2017 Jun 6, 2017 Intellicheck, Inc. 10% Owner Sell 22.5 -48,456 -2.85% $206.1K
May 23, 2017 May 25, 2017 Intellicheck, Inc. 10% Owner Sell 20.0 -123,889 -1.01% $520.9K
May 19, 2017 May 23, 2017 Intellicheck, Inc. 10% Owner Sell 32.5 -13,109 -0.71% $50.7K
May 15, 2017 May 17, 2017 Intellicheck, Inc. 10% Owner Sell 22.5 -40,252 -2.15% $160.6K
May 9, 2017 May 11, 2017 Intellicheck, Inc. 10% Owner Sell 20.0 -109,975 -5.54% $380.9K
Feb 24, 2017 Feb 28, 2017 Ideal Power Inc. 10% Owner Sell 17.5 -810,000 -48.16% $2M
Dec 30, 2016 Jan 3, 2017 Ernexa Therapeutics Inc. 10% Owner Sell 36.3 -2,310 -0.71% $19.6K
Dec 21, 2016 Dec 28, 2016 Ernexa Therapeutics Inc. 10% Owner Sell 22.5 -5,752 -1.73% $50.8K
Nov 14, 2016 Nov 17, 2016 Genasys Inc. 10% Owner Sell 20.0 -202,953 -4.84% $365.3K
Mar 28, 2016 Mar 29, 2016 CPI AEROSTRUCTURES INC 10% Owner Sell 20.0 -77,000 -8.27% $541.1K
Mar 17, 2016 Mar 21, 2016 BROADWIND, INC. 10% Owner Sell 22.5 -71,300 -4.60% $173.3K
Mar 16, 2016 Mar 17, 2016 BROADWIND, INC. 10% Owner Sell 22.5 -40,000 -2.52% $91K
Mar 14, 2016 Mar 16, 2016 BROADWIND, INC. 10% Owner Sell 26.3 -23,092 -1.43% $49.6K
Mar 8, 2016 Mar 10, 2016 BROADWIND, INC. 10% Owner Sell 52.5 -1,200 -0.07% $2.6K
Mar 4, 2016 Mar 8, 2016 BROADWIND, INC. 10% Owner Sell 36.3 -9,966 -0.61% $20.9K
Mar 2, 2016 Mar 4, 2016 BROADWIND, INC. 10% Owner Sell 52.5 -700 -0.04% $1.5K
Feb 5, 2016 Feb 8, 2016 BROADWIND, INC. 10% Owner Sell 43.8 -7,500 -0.46% $15K
Dec 30, 2015 Jan 4, 2016 Cellectar Biosciences, Inc. 10% Owner Sell 22.5 -100,000 -100.00% $69K
Dec 29, 2015 Dec 30, 2015 Cellectar Biosciences, Inc. 10% Owner Sell 22.5 -82,847 -45.31% $57.4K
Dec 24, 2015 Dec 29, 2015 Cellectar Biosciences, Inc. 10% Owner Sell 20.0 -367,966 -66.80% $269K
Dec 22, 2015 Dec 23, 2015 Cellectar Biosciences, Inc. 10% Owner Sell 27.5 -7,938 -1.42% $7.2K
Dec 18, 2015 Dec 22, 2015 Cellectar Biosciences, Inc. 10% Owner Sell 26.3 -27,621 -4.71% $25.3K
Dec 16, 2015 Dec 18, 2015 Cellectar Biosciences, Inc. 10% Owner Sell 22.5 -71,225 -10.83% $61.9K
Dec 15, 2015 Dec 16, 2015 Cellectar Biosciences, Inc. 10% Owner Sell 26.3 -44,965 -6.40% $37.1K
Dec 14, 2015 Dec 16, 2015 BROADWIND, INC. 10% Owner Sell 20.0 -425,991 -20.70% $894.7K
Dec 4, 2015 Dec 8, 2015 Cellectar Biosciences, Inc. 10% Owner Sell 22.5 -50,950 -6.76% $54.2K
Dec 1, 2015 Dec 3, 2015 Cellectar Biosciences, Inc. 10% Owner Sell 26.3 -42,110 -5.29% $43.8K
Nov 25, 2015 Dec 1, 2015 Cellectar Biosciences, Inc. 10% Owner Sell 37.5 -4,378 -0.55% $5.3K
Nov 24, 2015 Nov 25, 2015 PRECISION OPTICS CORPORATION, INC. 10% Owner Sell 17.5 -1,073,999 -100.00% $4.3M
Nov 23, 2015 Nov 25, 2015 Genasys Inc. 10% Owner Sell 20.0 -475,000 -10.18% $760K
Nov 23, 2015 Nov 25, 2015 Cellectar Biosciences, Inc. 10% Owner Sell 22.5 -173,802 -17.85% $214.7K
Nov 19, 2015 Nov 23, 2015 Cellectar Biosciences, Inc. 10% Owner Sell 32.5 -96,806 -0.83% $113.3K